Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/01/23?limit=200&registers=between&mode=atom 2024-12-30T10:30:01-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/01/23/2018-01294.html Notice - Sunshine Act Meetings 2018-01-23T00:00:00-08:00 2018-01-23T00:00:00-08:00 2018-01294 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-23/pdf/2018-01294.pdf https://regulations.justia.com/regulations/fedreg/2018/01/23/2018-01095.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; International Securities Exchange, LLC; Investors Exchange LLC; Miami International Securities Exchange LLC; MIAX PEARL, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; NASDAQ PHLX LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC; Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT 2018-01-23T00:00:00-08:00 2018-01-23T00:00:00-08:00 2018-01095 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-23/pdf/2018-01095.pdf https://regulations.justia.com/regulations/fedreg/2018/01/23/2018-01094.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Maker Orders 2018-01-23T00:00:00-08:00 2018-01-23T00:00:00-08:00 2018-01094 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-23/pdf/2018-01094.pdf https://regulations.justia.com/regulations/fedreg/2018/01/23/2018-01093.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Introduce Cboe Market Close, a Closing Match Process for Non-BZX Listed Securities Under New Exchange Rule 11.28 2018-01-23T00:00:00-08:00 2018-01-23T00:00:00-08:00 2018-01093 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-23/pdf/2018-01093.pdf https://regulations.justia.com/regulations/fedreg/2018/01/23/2018-01092.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Maker Orders 2018-01-23T00:00:00-08:00 2018-01-23T00:00:00-08:00 2018-01092 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-23/pdf/2018-01092.pdf https://regulations.justia.com/regulations/fedreg/2018/01/23/2018-01091.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Harmonize the Definition of Non-Professional User in Its Fee Schedule With That of Its Affiliates 2018-01-23T00:00:00-08:00 2018-01-23T00:00:00-08:00 2018-01091 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-23/pdf/2018-01091.pdf https://regulations.justia.com/regulations/fedreg/2018/01/23/2018-01090.html Notice - Self-Regulatory Organizations; CBOE EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Harmonize the Definition of Non-Professional User in Its Fee Schedule With That of Its Affiliates 2018-01-23T00:00:00-08:00 2018-01-23T00:00:00-08:00 2018-01090 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-23/pdf/2018-01090.pdf https://regulations.justia.com/regulations/fedreg/2018/01/23/2018-01089.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Harmonize the Definition of Non-Professional User in Its Fee Schedule With That of Its Affiliates 2018-01-23T00:00:00-08:00 2018-01-23T00:00:00-08:00 2018-01089 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-23/pdf/2018-01089.pdf https://regulations.justia.com/regulations/fedreg/2018/01/23/2018-01088.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Harmonize the Definition of Non-Professional User in Its Fee Schedule With That of Its Affiliates 2018-01-23T00:00:00-08:00 2018-01-23T00:00:00-08:00 2018-01088 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-23/pdf/2018-01088.pdf https://regulations.justia.com/regulations/fedreg/2018/01/23/2018-01087.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Maker Orders 2018-01-23T00:00:00-08:00 2018-01-23T00:00:00-08:00 2018-01087 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-23/pdf/2018-01087.pdf https://regulations.justia.com/regulations/fedreg/2018/01/23/2018-01086.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Harmonize the Definition of Non-Professional User in Its Fee Schedule With That of Its Affiliates 2018-01-23T00:00:00-08:00 2018-01-23T00:00:00-08:00 2018-01086 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-23/pdf/2018-01086.pdf https://regulations.justia.com/regulations/fedreg/2018/01/23/2018-01071.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice Concerning Updates to and Formalization of OCC's Recovery and Orderly Wind-Down Plan 2018-01-23T00:00:00-08:00 2018-01-23T00:00:00-08:00 2018-01071 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-23/pdf/2018-01071.pdf https://regulations.justia.com/regulations/fedreg/2018/01/23/2018-01070.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice Concerning Enhanced and New Tools for Recovery Scenarios 2018-01-23T00:00:00-08:00 2018-01-23T00:00:00-08:00 2018-01070 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-23/pdf/2018-01070.pdf