Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/01/19?limit=200&registers=between&mode=atom 2024-05-17T15:03:22-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/01/19/2018-00858.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Concerning The Options Clearing Corporation's Adoption of a New Minimum Cash Requirement for the Clearing Fund 2018-01-19T00:00:00-08:00 2018-01-19T00:00:00-08:00 2018-00858 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-19/pdf/2018-00858.pdf https://regulations.justia.com/regulations/fedreg/2018/01/19/2018-00857.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice, as Modified by Amendment No. 1, Concerning the Adoption of a New Minimum Cash Requirement for the Clearing Fund 2018-01-19T00:00:00-08:00 2018-01-19T00:00:00-08:00 2018-00857 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-19/pdf/2018-00857.pdf https://regulations.justia.com/regulations/fedreg/2018/01/19/2018-00856.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Pricing for NDXP 2018-01-19T00:00:00-08:00 2018-01-19T00:00:00-08:00 2018-00856 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-19/pdf/2018-00856.pdf https://regulations.justia.com/regulations/fedreg/2018/01/19/2018-00855.html Notice - Self-Regulatory Organizations; NYSE American LLC; Order Approving a Proposed Rule Change To Amend Rule 971.1NY To Amend the Duration of a Customer Best Execution Auction 2018-01-19T00:00:00-08:00 2018-01-19T00:00:00-08:00 2018-00855 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-19/pdf/2018-00855.pdf https://regulations.justia.com/regulations/fedreg/2018/01/19/2018-00854.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to the ICE Clear Europe Wind Down Framework and Plan (the “Wind-Down Plan” or the “Plan”), as Most Recently Amended 2018-01-19T00:00:00-08:00 2018-01-19T00:00:00-08:00 2018-00854 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-19/pdf/2018-00854.pdf https://regulations.justia.com/regulations/fedreg/2018/01/19/2018-00853.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to the ICE Clear Europe Recovery Plan 2018-01-19T00:00:00-08:00 2018-01-19T00:00:00-08:00 2018-00853 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-19/pdf/2018-00853.pdf https://regulations.justia.com/regulations/fedreg/2018/01/19/2018-00852.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Fee Schedule at Chapter IX 2018-01-19T00:00:00-08:00 2018-01-19T00:00:00-08:00 2018-00852 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-19/pdf/2018-00852.pdf https://regulations.justia.com/regulations/fedreg/2018/01/19/2018-00851.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of a Proposed Rule Change To Enhance the Calculation of the Volatility Component of the Clearing Fund Formula That Utilizes a Parametric Value-at-Risk Model and Eliminate the Market Maker Domination Charge 2018-01-19T00:00:00-08:00 2018-01-19T00:00:00-08:00 2018-00851 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-19/pdf/2018-00851.pdf https://regulations.justia.com/regulations/fedreg/2018/01/19/2018-00850.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Transaction Credits at Rule 7018(a) 2018-01-19T00:00:00-08:00 2018-01-19T00:00:00-08:00 2018-00850 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-19/pdf/2018-00850.pdf https://regulations.justia.com/regulations/fedreg/2018/01/19/2018-00849.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 6, To List and Trade Shares of the JPMorgan Long/Short ETF Under NYSE Arca Rule 8.600-E 2018-01-19T00:00:00-08:00 2018-01-19T00:00:00-08:00 2018-00849 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-19/pdf/2018-00849.pdf