Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/01/04?limit=200&registers=between&mode=atom 2024-12-21T10:25:56-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/01/04/2017-28495.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Market Data Fees 2018-01-04T00:00:00-08:00 2018-01-04T00:00:00-08:00 2017-28495 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-04/pdf/2017-28495.pdf https://regulations.justia.com/regulations/fedreg/2018/01/04/2017-28494.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Market Data Fees 2018-01-04T00:00:00-08:00 2018-01-04T00:00:00-08:00 2017-28494 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-04/pdf/2017-28494.pdf https://regulations.justia.com/regulations/fedreg/2018/01/04/2017-28493.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Clearing Rules and Procedures for Indirect Clearing 2018-01-04T00:00:00-08:00 2018-01-04T00:00:00-08:00 2017-28493 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-04/pdf/2017-28493.pdf https://regulations.justia.com/regulations/fedreg/2018/01/04/2017-28492.html Notice - Self-Regulatory Organizations; LCH SA; Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Implementation of the Markets in Financial Instruments Regulation 2018-01-04T00:00:00-08:00 2018-01-04T00:00:00-08:00 2017-28492 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-04/pdf/2017-28492.pdf https://regulations.justia.com/regulations/fedreg/2018/01/04/2017-28488.html Notice - Notice of Applications for Deregistration Under the Investment Company Act of 1940 2018-01-04T00:00:00-08:00 2018-01-04T00:00:00-08:00 2017-28488 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-04/pdf/2017-28488.pdf https://regulations.justia.com/regulations/fedreg/2018/01/04/2017-28440.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Waive New Firm Application Fees for Applicants Seeking Only To Obtain a Bond Trading License for 2018 and Waive the BTL Fee for 2018 2018-01-04T00:00:00-08:00 2018-01-04T00:00:00-08:00 2017-28440 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-04/pdf/2017-28440.pdf https://regulations.justia.com/regulations/fedreg/2018/01/04/2017-28439.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the REX Bitcoin Strategy ETF and the REX Short Bitcoin Strategy ETF, Each a Series of the Exchange Listed Funds Trust, Under Rule 14.11(i), Managed Fund Shares 2018-01-04T00:00:00-08:00 2018-01-04T00:00:00-08:00 2017-28439 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-04/pdf/2017-28439.pdf https://regulations.justia.com/regulations/fedreg/2018/01/04/2017-28438.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Market Data Fees 2018-01-04T00:00:00-08:00 2018-01-04T00:00:00-08:00 2017-28438 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-04/pdf/2017-28438.pdf https://regulations.justia.com/regulations/fedreg/2018/01/04/2017-28437.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendments to the ICE Clear Europe Clearing Procedures for the Exercise of F&O Options Contracts 2018-01-04T00:00:00-08:00 2018-01-04T00:00:00-08:00 2017-28437 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-04/pdf/2017-28437.pdf https://regulations.justia.com/regulations/fedreg/2018/01/04/2017-28436.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5050 To Extend the Pilot Program That Lists RealDay Options (“RealDay Pilot Program”) 2018-01-04T00:00:00-08:00 2018-01-04T00:00:00-08:00 2017-28436 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-04/pdf/2017-28436.pdf