Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/01/02?limit=200&registers=between&mode=atom 2024-12-21T20:20:03-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/01/02/C1-2017-26995.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 2 to the Proposed Rule Change To Amend the Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail 2018-01-02T00:00:00-08:00 2018-01-02T00:00:00-08:00 C1-2017-26995 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-02/pdf/C1-2017-26995.pdf https://regulations.justia.com/regulations/fedreg/2018/01/02/2017-28311.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Displayed Match Fee 2018-01-02T00:00:00-08:00 2018-01-02T00:00:00-08:00 2017-28311 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-02/pdf/2017-28311.pdf https://regulations.justia.com/regulations/fedreg/2018/01/02/2017-28310.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To List and Trade the Shares of the Reinhart Intermediate Bond NextShares Fund 2018-01-02T00:00:00-08:00 2018-01-02T00:00:00-08:00 2017-28310 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-02/pdf/2017-28310.pdf https://regulations.justia.com/regulations/fedreg/2018/01/02/2017-28309.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Adjust the QOO Order Rebate 2018-01-02T00:00:00-08:00 2018-01-02T00:00:00-08:00 2017-28309 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-02/pdf/2017-28309.pdf https://regulations.justia.com/regulations/fedreg/2018/01/02/2017-28308.html Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the CDSClear Fee Grid for All Accounts Structures 2018-01-02T00:00:00-08:00 2018-01-02T00:00:00-08:00 2017-28308 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-02/pdf/2017-28308.pdf https://regulations.justia.com/regulations/fedreg/2018/01/02/2017-28307.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Modify the ICE Clear Europe Limited Collateral and Haircut Policy 2018-01-02T00:00:00-08:00 2018-01-02T00:00:00-08:00 2017-28307 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-02/pdf/2017-28307.pdf https://regulations.justia.com/regulations/fedreg/2018/01/02/2017-28299.html Notice - Oppenheimer Capital Appreciation Fund et al.; Application 2018-01-02T00:00:00-08:00 2018-01-02T00:00:00-08:00 2017-28299 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-02/pdf/2017-28299.pdf https://regulations.justia.com/regulations/fedreg/2018/01/02/2017-28229.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 991 2018-01-02T00:00:00-08:00 2018-01-02T00:00:00-08:00 2017-28229 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-02/pdf/2017-28229.pdf https://regulations.justia.com/regulations/fedreg/2018/01/02/2017-28228.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Cboe BZX Exchange, Inc. Equity Options Platform 2018-01-02T00:00:00-08:00 2018-01-02T00:00:00-08:00 2017-28228 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-02/pdf/2017-28228.pdf https://regulations.justia.com/regulations/fedreg/2018/01/02/2017-28221.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Advance Notice To Increase the Authorized Amount Under the Prefunded Liquidity Program 2018-01-02T00:00:00-08:00 2018-01-02T00:00:00-08:00 2017-28221 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-02/pdf/2017-28221.pdf