<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/12/19?registers=between Thu, 02 May 2024 01:28:03 -0700 Thu, 02 May 2024 01:28:03 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/12/19?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27359.html https://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27359.html Tue, 19 Dec 2017 00:00:00 -0800 2017-27359 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-19/pdf/2017-27359.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27314.html https://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27314.html Tue, 19 Dec 2017 00:00:00 -0800 2017-27314 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-19/pdf/2017-27314.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27313.html https://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27313.html Tue, 19 Dec 2017 00:00:00 -0800 2017-27313 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-19/pdf/2017-27313.pdf Notice - Self-Regulatory Organizations; LCH SA; Notice of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to LCH SA's Wind Down Plan https://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27236.html https://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27236.html Tue, 19 Dec 2017 00:00:00 -0800 2017-27236 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-19/pdf/2017-27236.pdf Notice - Self-Regulatory Organizations; LCH SA; Notice of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to LCH SA's Recovery Plan https://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27235.html https://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27235.html Tue, 19 Dec 2017 00:00:00 -0800 2017-27235 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-19/pdf/2017-27235.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change To Adopt Rule 7600(i) To Allow Split-Price Transactions on the Trading Floor https://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27234.html https://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27234.html Tue, 19 Dec 2017 00:00:00 -0800 2017-27234 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-19/pdf/2017-27234.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter VIII of the Phlx Pricing Schedule To Waive Port Fees for New PSX Participants for a Limited Time https://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27233.html https://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27233.html Tue, 19 Dec 2017 00:00:00 -0800 2017-27233 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-19/pdf/2017-27233.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to the ICE Clear Europe Procyclicality Framework https://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27232.html https://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27232.html Tue, 19 Dec 2017 00:00:00 -0800 2017-27232 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-19/pdf/2017-27232.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Relating to The Options Clearing Corporation's Counterparty Credit Risk Management Policy https://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27231.html https://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27231.html Tue, 19 Dec 2017 00:00:00 -0800 2017-27231 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-19/pdf/2017-27231.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Related to The Options Clearing Corporation's Collateral Risk Management Policy https://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27230.html https://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27230.html Tue, 19 Dec 2017 00:00:00 -0800 2017-27230 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-19/pdf/2017-27230.pdf Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Order Approving Proposed Rule Change Relating to The Options Clearing Corporation's Default Management Policy https://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27229.html https://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27229.html Tue, 19 Dec 2017 00:00:00 -0800 2017-27229 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-19/pdf/2017-27229.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Concerning Liquidity for Same Day Settlement https://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27228.html https://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27228.html Tue, 19 Dec 2017 00:00:00 -0800 2017-27228 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-19/pdf/2017-27228.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Fees Schedule https://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27227.html https://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27227.html Tue, 19 Dec 2017 00:00:00 -0800 2017-27227 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-19/pdf/2017-27227.pdf