Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/12/18?limit=200&registers=between&mode=atom 2021-09-28T08:01:05-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/12/18/2017-27153.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.8, Order Types 2017-12-18T00:00:00-08:00 2017-12-18T00:00:00-08:00 2017-27153 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-18/pdf/2017-27153.pdf https://regulations.justia.com/regulations/fedreg/2017/12/18/2017-27152.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.8, Order Types 2017-12-18T00:00:00-08:00 2017-12-18T00:00:00-08:00 2017-27152 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-18/pdf/2017-27152.pdf https://regulations.justia.com/regulations/fedreg/2017/12/18/2017-27151.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.9, Primary Pegged Order 2017-12-18T00:00:00-08:00 2017-12-18T00:00:00-08:00 2017-27151 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-18/pdf/2017-27151.pdf https://regulations.justia.com/regulations/fedreg/2017/12/18/2017-27150.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.9, Primary Pegged Order 2017-12-18T00:00:00-08:00 2017-12-18T00:00:00-08:00 2017-27150 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-18/pdf/2017-27150.pdf https://regulations.justia.com/regulations/fedreg/2017/12/18/2017-27149.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange Fees at Rules 7023, 7044, 7045 and 7048 To Withdraw Four Rarely-Purchased Products From Sale 2017-12-18T00:00:00-08:00 2017-12-18T00:00:00-08:00 2017-27149 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-18/pdf/2017-27149.pdf https://regulations.justia.com/regulations/fedreg/2017/12/18/2017-27148.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Permit the Listing and Trading of Managed Portfolio Shares; and To List and Trade Shares of the Following Under Proposed Rule 14.11(k): ClearBridge Appreciation ETF, ClearBridge Large Cap ETF, ClearBridge MidCap Growth ETF, ClearBridge Select ETF, and ClearBridge All Cap Value ETF 2017-12-18T00:00:00-08:00 2017-12-18T00:00:00-08:00 2017-27148 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-18/pdf/2017-27148.pdf https://regulations.justia.com/regulations/fedreg/2017/12/18/2017-27147.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Cboe EDGX Exchange, Inc. Equity Option Platform 2017-12-18T00:00:00-08:00 2017-12-18T00:00:00-08:00 2017-27147 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-18/pdf/2017-27147.pdf https://regulations.justia.com/regulations/fedreg/2017/12/18/2017-27146.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Relating to Co-Location Services To Implement a Fee Change for Fiber Cross Connects 2017-12-18T00:00:00-08:00 2017-12-18T00:00:00-08:00 2017-27146 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-18/pdf/2017-27146.pdf https://regulations.justia.com/regulations/fedreg/2017/12/18/2017-27145.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fees and Charges Schedule and the NYSE Arca Equities Fees and Charges Schedule Relating to Co-location Services To Implement a Fee Change for Fiber Cross Connects 2017-12-18T00:00:00-08:00 2017-12-18T00:00:00-08:00 2017-27145 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-18/pdf/2017-27145.pdf https://regulations.justia.com/regulations/fedreg/2017/12/18/2017-27144.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Equities Price List and the NYSE American Options Fee Schedule Relating to Co-location Services To Implement a Fee Change for Fiber Cross Connects 2017-12-18T00:00:00-08:00 2017-12-18T00:00:00-08:00 2017-27144 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-18/pdf/2017-27144.pdf https://regulations.justia.com/regulations/fedreg/2017/12/18/2017-27143.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, To List and Trade Shares of Twelve Series of Investment Company Units Pursuant to NYSE Arca Rule 5.2-E(j)(3) 2017-12-18T00:00:00-08:00 2017-12-18T00:00:00-08:00 2017-27143 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-18/pdf/2017-27143.pdf