Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/12/15?limit=200&registers=between&mode=atom 2020-10-23T17:52:30-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27112.html Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of No Objection to Advance Notice Concerning Liquidity for Same-Day Settlement 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-27112 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27112.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27025.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 to Proposed Rule Change Amending the Consolidated Audit Trail Funding Fees 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-27025 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27025.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27023.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Amendment No. 2 to Proposed Rule Change Amending the Consolidated Audit Trail Funding Fees 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-27023 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27023.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27021.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 2 to Proposed Rule Change Amending the Consolidated Audit Trail Funding Fees 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-27021 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27021.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27020.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 1 to a Proposed Rule Change Amending the Consolidated Audit Trail Funding Fees 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-27020 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27020.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27019.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing of Amendment No. 2 to the Proposed Rule Change To Amend the Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-27019 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27019.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27017.html Notice - Self-Regulatory Organizations, Miami International Securities Exchange LLC; Notice of Filing of Amendment No. 2 to a Proposed Rule Change To Amend the Fee Schedule 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-27017 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27017.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27015.html Notice - Self-Regulatory Organizations; MIAX PEARL LLC; Notice of Filing of Amendment No. 2 to a Proposed Rule Change To Amend the Fee Schedule 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-27015 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27015.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27012.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To List and Trade the Shares of the Causeway International Value NextSharesTM 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-27012 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27012.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27010.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Exchange's Retail Liquidity Program Until June 30, 2018 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-27010 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27010.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27005.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC Notice of Filing of Amendment No. 2 to a Proposed Rule Change To Adopt Rule 7004 and Chapter XV, Section 11 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-27005 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27005.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27004.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 2 to the Proposed Rule Change To Amend the Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-27004 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27004.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27003.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-27003 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27003.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27002.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of Amendment No. 2 to the Proposed Rule Change To Amend the Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-27002 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27002.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27001.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-27001 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27001.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27000.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing of Amendment No. 2 to the Proposed Rule Change To Amend the Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-27000 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27000.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-26995.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 2 to the Proposed Rule Change To Amend the Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-26995 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-26995.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-26994.html Notice - Self-Regulatory Organizations; Cboe Exchange Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-26994 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-26994.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-26993.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing of Amendment No. 2 to the Proposed Rule Change To Amend the Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-26993 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-26993.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-26992.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-26992 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-26992.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-26991.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing of Amendment No. 2 to the Proposed Rule Change To Amend the Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-26991 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-26991.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-26990.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Amendment No. 2 to a Proposed Rule Change Amending Consolidated Audit Trail Funding Fees 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-26990 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-26990.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-26989.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-26989 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-26989.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-26988.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing of Amendment No. 2 to a Proposed Rule Change To Adopt Rule 7004 and Chapter XV, Section 11 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-26988 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-26988.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-26984.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Liquidity Program Until June 30, 2018 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-26984 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-26984.pdf