Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/12/15?limit=200®isters=between&mode=atom2024-04-25T09:08:38-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27112.htmlNotice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of No Objection to Advance Notice Concerning Liquidity for Same-Day Settlement2017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-27112Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27112.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27025.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 to Proposed Rule Change Amending the Consolidated Audit Trail Funding Fees2017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-27025Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27025.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27023.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Amendment No. 2 to Proposed Rule Change Amending the Consolidated Audit Trail Funding Fees2017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-27023Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27023.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27021.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 2 to Proposed Rule Change Amending the Consolidated Audit Trail Funding Fees2017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-27021Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27021.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27020.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 1 to a Proposed Rule Change Amending the Consolidated Audit Trail Funding Fees2017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-27020Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27020.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27019.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing of Amendment No. 2 to the Proposed Rule Change To Amend the Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail2017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-27019Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27019.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27017.htmlNotice - Self-Regulatory Organizations, Miami International Securities Exchange LLC; Notice of Filing of Amendment No. 2 to a Proposed Rule Change To Amend the Fee Schedule2017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-27017Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27017.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27015.htmlNotice - Self-Regulatory Organizations; MIAX PEARL LLC; Notice of Filing of Amendment No. 2 to a Proposed Rule Change To Amend the Fee Schedule2017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-27015Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27015.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27012.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To List and Trade the Shares of the Causeway International Value NextSharesTM2017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-27012Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27012.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27010.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Exchange's Retail Liquidity Program Until June 30, 20182017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-27010Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27010.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27005.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC Notice of Filing of Amendment No. 2 to a Proposed Rule Change To Adopt Rule 7004 and Chapter XV, Section 112017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-27005Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27005.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27004.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 2 to the Proposed Rule Change To Amend the Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail2017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-27004Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27004.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27003.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail2017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-27003Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27003.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27002.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of Amendment No. 2 to the Proposed Rule Change To Amend the Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail2017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-27002Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27002.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27001.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail2017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-27001Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27001.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27000.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing of Amendment No. 2 to the Proposed Rule Change To Amend the Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail2017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-27000Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27000.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-26995.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 2 to the Proposed Rule Change To Amend the Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail2017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-26995Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-26995.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-26994.htmlNotice - Self-Regulatory Organizations; Cboe Exchange Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail2017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-26994Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-26994.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-26993.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing of Amendment No. 2 to the Proposed Rule Change To Amend the Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail2017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-26993Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-26993.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-26992.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail2017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-26992Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-26992.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-26991.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing of Amendment No. 2 to the Proposed Rule Change To Amend the Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail2017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-26991Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-26991.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-26990.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Amendment No. 2 to a Proposed Rule Change Amending Consolidated Audit Trail Funding Fees2017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-26990Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-26990.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-26989.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail2017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-26989Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-26989.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-26988.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing of Amendment No. 2 to a Proposed Rule Change To Adopt Rule 7004 and Chapter XV, Section 112017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-26988Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-26988.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-26984.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Liquidity Program Until June 30, 20182017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-26984Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-26984.pdf