Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/12/13?limit=200&registers=between&mode=atom 2024-04-18T16:56:16-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/12/13/2017-26885.html Notice - PNC Capital Advisors, LLC; Notice of Application 2017-12-13T00:00:00-08:00 2017-12-13T00:00:00-08:00 2017-26885 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-13/pdf/2017-26885.pdf https://regulations.justia.com/regulations/fedreg/2017/12/13/2017-26823.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Transaction Fees for the Exchange's Equity Platform 2017-12-13T00:00:00-08:00 2017-12-13T00:00:00-08:00 2017-26823 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-13/pdf/2017-26823.pdf https://regulations.justia.com/regulations/fedreg/2017/12/13/2017-26822.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Related to a Comprehensive Risk Management Framework 2017-12-13T00:00:00-08:00 2017-12-13T00:00:00-08:00 2017-26822 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-13/pdf/2017-26822.pdf https://regulations.justia.com/regulations/fedreg/2017/12/13/2017-26821.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Exchange's Retail Liquidity Program Until June 30, 2018 2017-12-13T00:00:00-08:00 2017-12-13T00:00:00-08:00 2017-26821 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-13/pdf/2017-26821.pdf https://regulations.justia.com/regulations/fedreg/2017/12/13/2017-26820.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Application of the Crossing Fee Cap 2017-12-13T00:00:00-08:00 2017-12-13T00:00:00-08:00 2017-26820 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-13/pdf/2017-26820.pdf https://regulations.justia.com/regulations/fedreg/2017/12/13/2017-26818.html Notice - Joint Industry Plan; Order Approving the Fourth Amendment to the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options 2017-12-13T00:00:00-08:00 2017-12-13T00:00:00-08:00 2017-26818 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-13/pdf/2017-26818.pdf