Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/12/06?limit=200&registers=between&mode=atom 2021-08-04T12:58:46-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/12/06/2017-26285.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Price Improvement Program Until June 30, 2018 2017-12-06T00:00:00-08:00 2017-12-06T00:00:00-08:00 2017-26285 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-06/pdf/2017-26285.pdf https://regulations.justia.com/regulations/fedreg/2017/12/06/2017-26223.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect a Change to the Investment Objective and the Underlying Index for the Horizons S&P 500 Covered Call ETF 2017-12-06T00:00:00-08:00 2017-12-06T00:00:00-08:00 2017-26223 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-06/pdf/2017-26223.pdf https://regulations.justia.com/regulations/fedreg/2017/12/06/2017-26222.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Trade Reporting Facility Limited Liability Company Agreements 2017-12-06T00:00:00-08:00 2017-12-06T00:00:00-08:00 2017-26222 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-06/pdf/2017-26222.pdf https://regulations.justia.com/regulations/fedreg/2017/12/06/2017-26221.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees for NYSE BBO and NYSE Trades To Lower the Enterprise Fee, and for NYSE BQT To Lower the Access Fee 2017-12-06T00:00:00-08:00 2017-12-06T00:00:00-08:00 2017-26221 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-06/pdf/2017-26221.pdf https://regulations.justia.com/regulations/fedreg/2017/12/06/2017-26220.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend the Listed Company Manual for Special Purpose Acquisition Companies To Lower the Initial Holder Requirement From 300 to 150 Round Lot Holders and To Eliminate Completely the 300 Public Stockholders Continued Listing Requirement, To Require at Least $5 Million in Net Tangible Assets for Initial and Continued Listing, and To Impose a 30-Day Deadline To Demonstrate Compliance With the Initial Listing Requirements Following a Business Combination 2017-12-06T00:00:00-08:00 2017-12-06T00:00:00-08:00 2017-26220 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-06/pdf/2017-26220.pdf