Securities and Exchange Commission November 2017 – Federal Register Recent Federal Regulation Documents

Results 101 - 150 of 188
Submission for OMB Review; Comment Request
Document Number: 2017-24755
Type: Notice
Date: 2017-11-16
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-24754
Type: Notice
Date: 2017-11-16
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-24753
Type: Notice
Date: 2017-11-16
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-24752
Type: Notice
Date: 2017-11-16
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2017-24751
Type: Notice
Date: 2017-11-16
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2017-24750
Type: Notice
Date: 2017-11-16
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-24749
Type: Notice
Date: 2017-11-16
Agency: Securities and Exchange Commission, Agencies and Commissions
Investor Advisory Committee Meeting
Document Number: 2017-24692
Type: Notice
Date: 2017-11-15
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission Investor Advisory Committee, established pursuant to Section 911 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, is providing notice that it will hold a public meeting. The public is invited to submit written statements to the Committee.
Sunshine Act Meetings
Document Number: 2017-24681
Type: Notice
Date: 2017-11-14
Agency: Securities and Exchange Commission, Agencies and Commissions
Order Scheduling Filing of Statements on Review
Document Number: 2017-24629
Type: Notice
Date: 2017-11-14
Agency: Securities and Exchange Commission, Agencies and Commissions
Meeder Funds Trust, et al.
Document Number: 2017-24628
Type: Notice
Date: 2017-11-14
Agency: Securities and Exchange Commission, Agencies and Commissions
CBOE Vest Financial, LLC, et al.
Document Number: 2017-24487
Type: Notice
Date: 2017-11-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-24486
Type: Notice
Date: 2017-11-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-24485
Type: Notice
Date: 2017-11-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2017-24260
Type: Notice
Date: 2017-11-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Princeton Fund Advisors, LLC. et al.
Document Number: 2017-24225
Type: Notice
Date: 2017-11-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Brandes Investment Trust, et al.
Document Number: 2017-24224
Type: Notice
Date: 2017-11-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice of an application for an order under section 6(c) of the Investment Company Act of 1940 (``Act'') for an exemption from sections 2(a)(32), 5(a)(1), 22(d) and 22(e) of the Act and rule 22c-1 under the Act, under sections 6(c) and 17(b) of the Act for an exemption from sections 17(a)(1) and (a)(2) of the Act, and under section 12(d)(1)(J) of the Act for an exemption from sections 12(d)(1)(A) and (B) of the Act.
Reinhart Partners, Inc., et al.
Document Number: 2017-24138
Type: Notice
Date: 2017-11-07
Agency: Securities and Exchange Commission, Agencies and Commissions