<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/11/27?registers=between Sun, 28 Apr 2024 07:58:24 -0700 Sun, 28 Apr 2024 07:58:24 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/11/27?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2017/11/27/2017-25701.html https://regulations.justia.com/regulations/fedreg/2017/11/27/2017-25701.html Mon, 27 Nov 2017 00:00:00 -0800 2017-25701 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-27/pdf/2017-25701.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2017/11/27/2017-25700.html https://regulations.justia.com/regulations/fedreg/2017/11/27/2017-25700.html Mon, 27 Nov 2017 00:00:00 -0800 2017-25700 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-27/pdf/2017-25700.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Directed Order Functionality https://regulations.justia.com/regulations/fedreg/2017/11/27/2017-25476.html https://regulations.justia.com/regulations/fedreg/2017/11/27/2017-25476.html Mon, 27 Nov 2017 00:00:00 -0800 2017-25476 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-27/pdf/2017-25476.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to All-Or-None Orders https://regulations.justia.com/regulations/fedreg/2017/11/27/2017-25474.html https://regulations.justia.com/regulations/fedreg/2017/11/27/2017-25474.html Mon, 27 Nov 2017 00:00:00 -0800 2017-25474 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-27/pdf/2017-25474.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to All-Or-None Orders https://regulations.justia.com/regulations/fedreg/2017/11/27/2017-25473.html https://regulations.justia.com/regulations/fedreg/2017/11/27/2017-25473.html Mon, 27 Nov 2017 00:00:00 -0800 2017-25473 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-27/pdf/2017-25473.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to All-Or-None Orders https://regulations.justia.com/regulations/fedreg/2017/11/27/2017-25472.html https://regulations.justia.com/regulations/fedreg/2017/11/27/2017-25472.html Mon, 27 Nov 2017 00:00:00 -0800 2017-25472 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-27/pdf/2017-25472.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Fee Schedule, Pursuant to IEX Rule 15.110(a) and (c), To Adopt Pricing for Orders That Execute in an IEX Auction for IEX-Listed Securities https://regulations.justia.com/regulations/fedreg/2017/11/27/2017-25471.html https://regulations.justia.com/regulations/fedreg/2017/11/27/2017-25471.html Mon, 27 Nov 2017 00:00:00 -0800 2017-25471 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-27/pdf/2017-25471.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating to Its Director Nomination and Committee Appointment Process and Its Nominating and Governance Committee https://regulations.justia.com/regulations/fedreg/2017/11/27/2017-25470.html https://regulations.justia.com/regulations/fedreg/2017/11/27/2017-25470.html Mon, 27 Nov 2017 00:00:00 -0800 2017-25470 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-27/pdf/2017-25470.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating to Its Director Nomination and Committee Appointment Process and Its Nominating and Governance Committee https://regulations.justia.com/regulations/fedreg/2017/11/27/2017-25469.html https://regulations.justia.com/regulations/fedreg/2017/11/27/2017-25469.html Mon, 27 Nov 2017 00:00:00 -0800 2017-25469 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-27/pdf/2017-25469.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating to Its Director Nomination and Committee Appointment Process and Its Nominating and Governance Committee https://regulations.justia.com/regulations/fedreg/2017/11/27/2017-25468.html https://regulations.justia.com/regulations/fedreg/2017/11/27/2017-25468.html Mon, 27 Nov 2017 00:00:00 -0800 2017-25468 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-27/pdf/2017-25468.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating to Its Director Nomination and Committee Appointment Process and Its Nominating and Governance Committee https://regulations.justia.com/regulations/fedreg/2017/11/27/2017-25467.html https://regulations.justia.com/regulations/fedreg/2017/11/27/2017-25467.html Mon, 27 Nov 2017 00:00:00 -0800 2017-25467 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-27/pdf/2017-25467.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating to Its Nominating and Governance Committee and Regulatory Oversight and Compliance Committee https://regulations.justia.com/regulations/fedreg/2017/11/27/2017-25466.html https://regulations.justia.com/regulations/fedreg/2017/11/27/2017-25466.html Mon, 27 Nov 2017 00:00:00 -0800 2017-25466 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-27/pdf/2017-25466.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating to Its Nominating and Governance Committee and Regulatory Oversight and Compliance Committee https://regulations.justia.com/regulations/fedreg/2017/11/27/2017-25465.html https://regulations.justia.com/regulations/fedreg/2017/11/27/2017-25465.html Mon, 27 Nov 2017 00:00:00 -0800 2017-25465 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-27/pdf/2017-25465.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2017/11/27/2017-25464.html https://regulations.justia.com/regulations/fedreg/2017/11/27/2017-25464.html Mon, 27 Nov 2017 00:00:00 -0800 2017-25464 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-27/pdf/2017-25464.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2017/11/27/2017-25463.html https://regulations.justia.com/regulations/fedreg/2017/11/27/2017-25463.html Mon, 27 Nov 2017 00:00:00 -0800 2017-25463 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-27/pdf/2017-25463.pdf Notice - New Mountain Finance Corporation, et al. https://regulations.justia.com/regulations/fedreg/2017/11/27/2017-25462.html https://regulations.justia.com/regulations/fedreg/2017/11/27/2017-25462.html Mon, 27 Nov 2017 00:00:00 -0800 2017-25462 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-27/pdf/2017-25462.pdf