Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/11/24?limit=200&registers=between&mode=atom 2024-04-26T08:28:07-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/11/24/2017-25475.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Directed Order Functionality 2017-11-24T00:00:00-08:00 2017-11-24T00:00:00-08:00 2017-25475 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-24/pdf/2017-25475.pdf https://regulations.justia.com/regulations/fedreg/2017/11/24/2017-25359.html Notice - Motley Fool Asset Management, LLC, et al.; Notice of Application 2017-11-24T00:00:00-08:00 2017-11-24T00:00:00-08:00 2017-25359 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-24/pdf/2017-25359.pdf https://regulations.justia.com/regulations/fedreg/2017/11/24/2017-25357.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7300 2017-11-24T00:00:00-08:00 2017-11-24T00:00:00-08:00 2017-25357 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-24/pdf/2017-25357.pdf https://regulations.justia.com/regulations/fedreg/2017/11/24/2017-25356.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change To Amend the Minimum Order Size for the Floor Broker Guarantee Provided in Rule 7600(f) 2017-11-24T00:00:00-08:00 2017-11-24T00:00:00-08:00 2017-25356 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-24/pdf/2017-25356.pdf https://regulations.justia.com/regulations/fedreg/2017/11/24/2017-25355.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Options Rule 612, Aggregate Risk Manager (“ARM”) 2017-11-24T00:00:00-08:00 2017-11-24T00:00:00-08:00 2017-25355 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-24/pdf/2017-25355.pdf https://regulations.justia.com/regulations/fedreg/2017/11/24/2017-25354.html Notice - Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Changes To Add Rules Related to the Clearing of Options on Index Credit Default Swaps 2017-11-24T00:00:00-08:00 2017-11-24T00:00:00-08:00 2017-25354 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-24/pdf/2017-25354.pdf https://regulations.justia.com/regulations/fedreg/2017/11/24/2017-25353.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Introduce Bats Market Close, a Closing Match Process for Non-BZX Listed Securities Under New Exchange Rule 11.28 2017-11-24T00:00:00-08:00 2017-11-24T00:00:00-08:00 2017-25353 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-24/pdf/2017-25353.pdf https://regulations.justia.com/regulations/fedreg/2017/11/24/2017-25352.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe EDGX Exchange, Inc. 2017-11-24T00:00:00-08:00 2017-11-24T00:00:00-08:00 2017-25352 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-24/pdf/2017-25352.pdf https://regulations.justia.com/regulations/fedreg/2017/11/24/2017-25347.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Sprott Physical Gold and Silver Trust Under NYSE Arca Rule 8.201-E 2017-11-24T00:00:00-08:00 2017-11-24T00:00:00-08:00 2017-25347 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-24/pdf/2017-25347.pdf https://regulations.justia.com/regulations/fedreg/2017/11/24/2017-25346.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the CBOE S&P 500® Dividend Aristocrats® Target Income Index ETF Under the ETF Series Solutions Trust, Under Exchange Rule 14.11(c)(3), Index Fund Shares 2017-11-24T00:00:00-08:00 2017-11-24T00:00:00-08:00 2017-25346 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-24/pdf/2017-25346.pdf https://regulations.justia.com/regulations/fedreg/2017/11/24/2017-25345.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7050 (Minimum Trading Increments) 2017-11-24T00:00:00-08:00 2017-11-24T00:00:00-08:00 2017-25345 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-24/pdf/2017-25345.pdf