<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/11/22?registers=between Tue, 30 Apr 2024 01:20:48 -0700 Tue, 30 Apr 2024 01:20:48 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/11/22?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2, and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of ProShares QuadPro Funds Under NYSE Arca Rule 8.200-E https://regulations.justia.com/regulations/fedreg/2017/11/22/2017-25241.html https://regulations.justia.com/regulations/fedreg/2017/11/22/2017-25241.html Wed, 22 Nov 2017 00:00:00 -0800 2017-25241 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-22/pdf/2017-25241.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating to Rule 6.56 https://regulations.justia.com/regulations/fedreg/2017/11/22/2017-25233.html https://regulations.justia.com/regulations/fedreg/2017/11/22/2017-25233.html Wed, 22 Nov 2017 00:00:00 -0800 2017-25233 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-22/pdf/2017-25233.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Order Granting Approval of a Proposed Rule Change To Adopt New Corporate Governance and Related Processes Similar to Those of the Nasdaq Exchanges https://regulations.justia.com/regulations/fedreg/2017/11/22/2017-25232.html https://regulations.justia.com/regulations/fedreg/2017/11/22/2017-25232.html Wed, 22 Nov 2017 00:00:00 -0800 2017-25232 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-22/pdf/2017-25232.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes to the NYSE Arca Equities Proprietary Market Data Fees https://regulations.justia.com/regulations/fedreg/2017/11/22/2017-25231.html https://regulations.justia.com/regulations/fedreg/2017/11/22/2017-25231.html Wed, 22 Nov 2017 00:00:00 -0800 2017-25231 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-22/pdf/2017-25231.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 903 (Series of Options Open for Trading) https://regulations.justia.com/regulations/fedreg/2017/11/22/2017-25230.html https://regulations.justia.com/regulations/fedreg/2017/11/22/2017-25230.html Wed, 22 Nov 2017 00:00:00 -0800 2017-25230 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-22/pdf/2017-25230.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.4-O (Series of Options Open for Trading) https://regulations.justia.com/regulations/fedreg/2017/11/22/2017-25229.html https://regulations.justia.com/regulations/fedreg/2017/11/22/2017-25229.html Wed, 22 Nov 2017 00:00:00 -0800 2017-25229 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-22/pdf/2017-25229.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees for NYSE Arca BBO and NYSE Arca Trades To Lower the Enterprise Fee for Those Products https://regulations.justia.com/regulations/fedreg/2017/11/22/2017-25228.html https://regulations.justia.com/regulations/fedreg/2017/11/22/2017-25228.html Wed, 22 Nov 2017 00:00:00 -0800 2017-25228 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-22/pdf/2017-25228.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to the Plan To Address Extraordinary Market Volatility Pursuant to Rule 608 of Regulation NMS https://regulations.justia.com/regulations/fedreg/2017/11/22/2017-25227.html https://regulations.justia.com/regulations/fedreg/2017/11/22/2017-25227.html Wed, 22 Nov 2017 00:00:00 -0800 2017-25227 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-22/pdf/2017-25227.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the Innovator S&P 500 15% Shield Strategy ETF Series, Innovator S&P 500 −5% to −35% Shield Strategy ETF Series, Innovator S&P 500 Enhance and 10% Shield Strategy ETF Series, and Innovator S&P 500 Ultra Strategy ETF Series Under Rule 14.11(i) https://regulations.justia.com/regulations/fedreg/2017/11/22/2017-25226.html https://regulations.justia.com/regulations/fedreg/2017/11/22/2017-25226.html Wed, 22 Nov 2017 00:00:00 -0800 2017-25226 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-22/pdf/2017-25226.pdf