<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/11/16?registers=between Tue, 30 Apr 2024 15:03:28 -0700 Tue, 30 Apr 2024 15:03:28 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/11/16?registers=between Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to Wrong Way Risk Margin https://regulations.justia.com/regulations/fedreg/2017/11/16/2017-24784.html https://regulations.justia.com/regulations/fedreg/2017/11/16/2017-24784.html Thu, 16 Nov 2017 00:00:00 -0800 2017-24784 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-16/pdf/2017-24784.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Fees for Physical Ports https://regulations.justia.com/regulations/fedreg/2017/11/16/2017-24783.html https://regulations.justia.com/regulations/fedreg/2017/11/16/2017-24783.html Thu, 16 Nov 2017 00:00:00 -0800 2017-24783 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-16/pdf/2017-24783.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Fees for Physical Ports https://regulations.justia.com/regulations/fedreg/2017/11/16/2017-24782.html https://regulations.justia.com/regulations/fedreg/2017/11/16/2017-24782.html Thu, 16 Nov 2017 00:00:00 -0800 2017-24782 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-16/pdf/2017-24782.pdf Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Bats BZX Exchange, Inc.; Bats EDGA Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Chicago Stock Exchange, Inc.; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; Miami International Securities Exchange, LLC; MIAX PEARL LLC; Nasdaq BX, Inc.; Nasdaq GEMX, LLC; Nasdaq ISE, LLC; Nasdaq MRX, LLC; Nasdaq PHLX LLC; The Nasdaq Stock Market LLC; New York Stock Exchange LLC; NYSE Arca, Inc. and NYSE MKT LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Establish Fees for Industry Members To Fund the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2017/11/16/2017-24781.html https://regulations.justia.com/regulations/fedreg/2017/11/16/2017-24781.html Thu, 16 Nov 2017 00:00:00 -0800 2017-24781 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-16/pdf/2017-24781.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe BYX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2017/11/16/2017-24780.html https://regulations.justia.com/regulations/fedreg/2017/11/16/2017-24780.html Thu, 16 Nov 2017 00:00:00 -0800 2017-24780 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-16/pdf/2017-24780.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1059, Accommodation Transactions https://regulations.justia.com/regulations/fedreg/2017/11/16/2017-24779.html https://regulations.justia.com/regulations/fedreg/2017/11/16/2017-24779.html Thu, 16 Nov 2017 00:00:00 -0800 2017-24779 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-16/pdf/2017-24779.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Breakwave Dry Bulk Shipping ETF Under NYSE Arca Rule 8.200-E, Commentary .02 https://regulations.justia.com/regulations/fedreg/2017/11/16/2017-24778.html https://regulations.justia.com/regulations/fedreg/2017/11/16/2017-24778.html Thu, 16 Nov 2017 00:00:00 -0800 2017-24778 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-16/pdf/2017-24778.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Fees for Physical Ports as They Apply to the Exchange's Equity Options Platform https://regulations.justia.com/regulations/fedreg/2017/11/16/2017-24777.html https://regulations.justia.com/regulations/fedreg/2017/11/16/2017-24777.html Thu, 16 Nov 2017 00:00:00 -0800 2017-24777 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-16/pdf/2017-24777.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2017/11/16/2017-24755.html https://regulations.justia.com/regulations/fedreg/2017/11/16/2017-24755.html Thu, 16 Nov 2017 00:00:00 -0800 2017-24755 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-16/pdf/2017-24755.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2017/11/16/2017-24754.html https://regulations.justia.com/regulations/fedreg/2017/11/16/2017-24754.html Thu, 16 Nov 2017 00:00:00 -0800 2017-24754 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-16/pdf/2017-24754.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2017/11/16/2017-24753.html https://regulations.justia.com/regulations/fedreg/2017/11/16/2017-24753.html Thu, 16 Nov 2017 00:00:00 -0800 2017-24753 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-16/pdf/2017-24753.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2017/11/16/2017-24752.html https://regulations.justia.com/regulations/fedreg/2017/11/16/2017-24752.html Thu, 16 Nov 2017 00:00:00 -0800 2017-24752 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-16/pdf/2017-24752.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2017/11/16/2017-24751.html https://regulations.justia.com/regulations/fedreg/2017/11/16/2017-24751.html Thu, 16 Nov 2017 00:00:00 -0800 2017-24751 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-16/pdf/2017-24751.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2017/11/16/2017-24750.html https://regulations.justia.com/regulations/fedreg/2017/11/16/2017-24750.html Thu, 16 Nov 2017 00:00:00 -0800 2017-24750 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-16/pdf/2017-24750.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2017/11/16/2017-24749.html https://regulations.justia.com/regulations/fedreg/2017/11/16/2017-24749.html Thu, 16 Nov 2017 00:00:00 -0800 2017-24749 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-16/pdf/2017-24749.pdf