Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/11/16?limit=200&registers=between&mode=atom 2021-07-24T07:43:56-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/11/16/2017-24784.html Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to Wrong Way Risk Margin 2017-11-16T00:00:00-08:00 2017-11-16T00:00:00-08:00 2017-24784 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-16/pdf/2017-24784.pdf https://regulations.justia.com/regulations/fedreg/2017/11/16/2017-24783.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Fees for Physical Ports 2017-11-16T00:00:00-08:00 2017-11-16T00:00:00-08:00 2017-24783 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-16/pdf/2017-24783.pdf https://regulations.justia.com/regulations/fedreg/2017/11/16/2017-24782.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Fees for Physical Ports 2017-11-16T00:00:00-08:00 2017-11-16T00:00:00-08:00 2017-24782 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-16/pdf/2017-24782.pdf https://regulations.justia.com/regulations/fedreg/2017/11/16/2017-24781.html Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Bats BZX Exchange, Inc.; Bats EDGA Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Chicago Stock Exchange, Inc.; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; Miami International Securities Exchange, LLC; MIAX PEARL LLC; Nasdaq BX, Inc.; Nasdaq GEMX, LLC; Nasdaq ISE, LLC; Nasdaq MRX, LLC; Nasdaq PHLX LLC; The Nasdaq Stock Market LLC; New York Stock Exchange LLC; NYSE Arca, Inc. and NYSE MKT LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Establish Fees for Industry Members To Fund the Consolidated Audit Trail 2017-11-16T00:00:00-08:00 2017-11-16T00:00:00-08:00 2017-24781 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-16/pdf/2017-24781.pdf https://regulations.justia.com/regulations/fedreg/2017/11/16/2017-24780.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe BYX Exchange, Inc. 2017-11-16T00:00:00-08:00 2017-11-16T00:00:00-08:00 2017-24780 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-16/pdf/2017-24780.pdf https://regulations.justia.com/regulations/fedreg/2017/11/16/2017-24779.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1059, Accommodation Transactions 2017-11-16T00:00:00-08:00 2017-11-16T00:00:00-08:00 2017-24779 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-16/pdf/2017-24779.pdf https://regulations.justia.com/regulations/fedreg/2017/11/16/2017-24778.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Breakwave Dry Bulk Shipping ETF Under NYSE Arca Rule 8.200-E, Commentary .02 2017-11-16T00:00:00-08:00 2017-11-16T00:00:00-08:00 2017-24778 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-16/pdf/2017-24778.pdf https://regulations.justia.com/regulations/fedreg/2017/11/16/2017-24777.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Fees for Physical Ports as They Apply to the Exchange's Equity Options Platform 2017-11-16T00:00:00-08:00 2017-11-16T00:00:00-08:00 2017-24777 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-16/pdf/2017-24777.pdf https://regulations.justia.com/regulations/fedreg/2017/11/16/2017-24755.html Notice - Submission for OMB Review; Comment Request 2017-11-16T00:00:00-08:00 2017-11-16T00:00:00-08:00 2017-24755 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-16/pdf/2017-24755.pdf https://regulations.justia.com/regulations/fedreg/2017/11/16/2017-24754.html Notice - Submission for OMB Review; Comment Request 2017-11-16T00:00:00-08:00 2017-11-16T00:00:00-08:00 2017-24754 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-16/pdf/2017-24754.pdf https://regulations.justia.com/regulations/fedreg/2017/11/16/2017-24753.html Notice - Submission for OMB Review; Comment Request 2017-11-16T00:00:00-08:00 2017-11-16T00:00:00-08:00 2017-24753 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-16/pdf/2017-24753.pdf https://regulations.justia.com/regulations/fedreg/2017/11/16/2017-24752.html Notice - Submission for OMB Review; Comment Request 2017-11-16T00:00:00-08:00 2017-11-16T00:00:00-08:00 2017-24752 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-16/pdf/2017-24752.pdf https://regulations.justia.com/regulations/fedreg/2017/11/16/2017-24751.html Notice - Proposed Collection; Comment Request 2017-11-16T00:00:00-08:00 2017-11-16T00:00:00-08:00 2017-24751 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-16/pdf/2017-24751.pdf https://regulations.justia.com/regulations/fedreg/2017/11/16/2017-24750.html Notice - Proposed Collection; Comment Request 2017-11-16T00:00:00-08:00 2017-11-16T00:00:00-08:00 2017-24750 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-16/pdf/2017-24750.pdf https://regulations.justia.com/regulations/fedreg/2017/11/16/2017-24749.html Notice - Submission for OMB Review; Comment Request 2017-11-16T00:00:00-08:00 2017-11-16T00:00:00-08:00 2017-24749 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-16/pdf/2017-24749.pdf