<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/11/06?registers=between Sat, 04 May 2024 20:08:56 -0700 Sat, 04 May 2024 20:08:56 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/11/06?registers=between Notice - Order Temporarily Exempting Certain Broker-Dealers From Specified Provisions of the Recordkeeping, Reporting, and Monitoring Responsibilities of Rule 13h-1 Under the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2017/11/06/2017-24056.html https://regulations.justia.com/regulations/fedreg/2017/11/06/2017-24056.html Mon, 06 Nov 2017 00:00:00 -0800 2017-24056 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-06/pdf/2017-24056.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 20.6, Nullification and Adjustment of Options Transactions Including Obvious Errors https://regulations.justia.com/regulations/fedreg/2017/11/06/2017-24051.html https://regulations.justia.com/regulations/fedreg/2017/11/06/2017-24051.html Mon, 06 Nov 2017 00:00:00 -0800 2017-24051 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-06/pdf/2017-24051.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1614 https://regulations.justia.com/regulations/fedreg/2017/11/06/2017-24050.html https://regulations.justia.com/regulations/fedreg/2017/11/06/2017-24050.html Mon, 06 Nov 2017 00:00:00 -0800 2017-24050 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-06/pdf/2017-24050.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Special Segregation Account for a Participant or Pledgee That Is a Derivatives Clearing Organization or Futures Commission Merchant https://regulations.justia.com/regulations/fedreg/2017/11/06/2017-24049.html https://regulations.justia.com/regulations/fedreg/2017/11/06/2017-24049.html Mon, 06 Nov 2017 00:00:00 -0800 2017-24049 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-06/pdf/2017-24049.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New Rule 6.210 Related to Ex-Dates for Securities Listed or Traded on the Exchange https://regulations.justia.com/regulations/fedreg/2017/11/06/2017-24048.html https://regulations.justia.com/regulations/fedreg/2017/11/06/2017-24048.html Mon, 06 Nov 2017 00:00:00 -0800 2017-24048 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-06/pdf/2017-24048.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendments No. 1 and 2, To List and Trade Shares of the Calvert Ultra-Short Duration Income NextSharesTM https://regulations.justia.com/regulations/fedreg/2017/11/06/2017-24047.html https://regulations.justia.com/regulations/fedreg/2017/11/06/2017-24047.html Mon, 06 Nov 2017 00:00:00 -0800 2017-24047 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-06/pdf/2017-24047.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rule 4703(a) To Allow Members To Designate When an Order With a RTFY or SCAN Routing Order Attribute Will Be Activated https://regulations.justia.com/regulations/fedreg/2017/11/06/2017-24046.html https://regulations.justia.com/regulations/fedreg/2017/11/06/2017-24046.html Mon, 06 Nov 2017 00:00:00 -0800 2017-24046 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-06/pdf/2017-24046.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Exchange Calculation of the Intraday Indicative Value for Specified Exchange-Traded Products https://regulations.justia.com/regulations/fedreg/2017/11/06/2017-24045.html https://regulations.justia.com/regulations/fedreg/2017/11/06/2017-24045.html Mon, 06 Nov 2017 00:00:00 -0800 2017-24045 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-06/pdf/2017-24045.pdf