Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/11/02?limit=200&registers=between&mode=atom 2021-08-01T23:35:21-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/11/02/2017-23837.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2017-11-02T00:00:00-07:00 2017-11-02T00:00:00-07:00 2017-23837 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-02/pdf/2017-23837.pdf https://regulations.justia.com/regulations/fedreg/2017/11/02/2017-23832.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Optional Kill Switch Protection 2017-11-02T00:00:00-07:00 2017-11-02T00:00:00-07:00 2017-23832 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-02/pdf/2017-23832.pdf https://regulations.justia.com/regulations/fedreg/2017/11/02/2017-23831.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Establish a Nonstandard Expirations Pilot Program on a Pilot Basis, for an Initial Period of Twelve Months From the Date of Approval of This Proposed Rule Change 2017-11-02T00:00:00-07:00 2017-11-02T00:00:00-07:00 2017-23831 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-02/pdf/2017-23831.pdf https://regulations.justia.com/regulations/fedreg/2017/11/02/2017-23830.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Eaton Vance Oaktree Diversified Credit NextSharesTM 2017-11-02T00:00:00-07:00 2017-11-02T00:00:00-07:00 2017-23830 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-02/pdf/2017-23830.pdf https://regulations.justia.com/regulations/fedreg/2017/11/02/2017-23829.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove References to Nasdaq Options Services 2017-11-02T00:00:00-07:00 2017-11-02T00:00:00-07:00 2017-23829 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-02/pdf/2017-23829.pdf https://regulations.justia.com/regulations/fedreg/2017/11/02/2017-23828.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Optional Kill Switch Protection 2017-11-02T00:00:00-07:00 2017-11-02T00:00:00-07:00 2017-23828 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-02/pdf/2017-23828.pdf https://regulations.justia.com/regulations/fedreg/2017/11/02/2017-23827.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Optional Kill Switch Protection 2017-11-02T00:00:00-07:00 2017-11-02T00:00:00-07:00 2017-23827 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-02/pdf/2017-23827.pdf https://regulations.justia.com/regulations/fedreg/2017/11/02/2017-23826.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 7.10E To Exclude Trading Halt Auctions From Being Reviewed as Clearly Erroneous, Rule 7.11E To Conform to the Limit Up-Limit Down NMS Plan, Rule 7.31E To Add a New Imbalance Only Order, and Rule 7.35E To Enhance the Information Available Before an Auction and Revise Procedures for Trading Halt Auctions 2017-11-02T00:00:00-07:00 2017-11-02T00:00:00-07:00 2017-23826 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-02/pdf/2017-23826.pdf https://regulations.justia.com/regulations/fedreg/2017/11/02/2017-23825.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Options Rule 518 Relating to Derived Orders 2017-11-02T00:00:00-07:00 2017-11-02T00:00:00-07:00 2017-23825 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-02/pdf/2017-23825.pdf https://regulations.justia.com/regulations/fedreg/2017/11/02/2017-22374.html Proposed Rule - FAST Act Modernization and Simplification of Regulation S-K 2017-11-02T00:00:00-07:00 2017-11-02T00:00:00-07:00 2017-22374 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2017-11-02/pdf/2017-22374.pdf