<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/11/01?registers=between Thu, 02 May 2024 00:33:24 -0700 Thu, 02 May 2024 00:33:24 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/11/01?registers=between Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect in the Exchange's Governing Documents, Rulebook and Fees Schedules, a Non-Substantive Corporate Branding Change, Including Changes to the Company's Name, the Intermediate's Name, and the Exchange's Name https://regulations.justia.com/regulations/fedreg/2017/11/01/2017-23739.html https://regulations.justia.com/regulations/fedreg/2017/11/01/2017-23739.html Wed, 01 Nov 2017 00:00:00 -0700 2017-23739 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-01/pdf/2017-23739.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect in the Exchange's Governing Documents, Rulebook and Fees Schedules, a Non-Substantive Corporate Branding Change, Including Changes to the Company's Name, the Intermediate's Name, and the Exchange's Name https://regulations.justia.com/regulations/fedreg/2017/11/01/2017-23738.html https://regulations.justia.com/regulations/fedreg/2017/11/01/2017-23738.html Wed, 01 Nov 2017 00:00:00 -0700 2017-23738 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-01/pdf/2017-23738.pdf Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect in the Exchange's Governing Documents, Rulebook and Fee Schedule, a Non-Substantive Corporate Branding Change, Including Changes to the Company's Name, the Intermediate's Name, and the Exchange's Name https://regulations.justia.com/regulations/fedreg/2017/11/01/2017-23737.html https://regulations.justia.com/regulations/fedreg/2017/11/01/2017-23737.html Wed, 01 Nov 2017 00:00:00 -0700 2017-23737 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-01/pdf/2017-23737.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning Liquidity for Same Day Settlement https://regulations.justia.com/regulations/fedreg/2017/11/01/2017-23736.html https://regulations.justia.com/regulations/fedreg/2017/11/01/2017-23736.html Wed, 01 Nov 2017 00:00:00 -0700 2017-23736 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-01/pdf/2017-23736.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Related to The Options Clearing Corporation's Default Management Policy https://regulations.justia.com/regulations/fedreg/2017/11/01/2017-23735.html https://regulations.justia.com/regulations/fedreg/2017/11/01/2017-23735.html Wed, 01 Nov 2017 00:00:00 -0700 2017-23735 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-01/pdf/2017-23735.pdf Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove References To Surrender Feature for Auto-Match Submissions in the Price Improvement Auction https://regulations.justia.com/regulations/fedreg/2017/11/01/2017-23734.html https://regulations.justia.com/regulations/fedreg/2017/11/01/2017-23734.html Wed, 01 Nov 2017 00:00:00 -0700 2017-23734 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-01/pdf/2017-23734.pdf Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect in the Exchange's Governing Documents, Rulebook and Fee Schedule, a Non-Substantive Corporate Branding Change, Including Changes to the Company's Name, the Intermediate's Name, and the Exchange's Name https://regulations.justia.com/regulations/fedreg/2017/11/01/2017-23733.html https://regulations.justia.com/regulations/fedreg/2017/11/01/2017-23733.html Wed, 01 Nov 2017 00:00:00 -0700 2017-23733 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-01/pdf/2017-23733.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule 21.1 To Adopt a New Time in Force Applicable to the Exchange's Equity Options Platform https://regulations.justia.com/regulations/fedreg/2017/11/01/2017-23732.html https://regulations.justia.com/regulations/fedreg/2017/11/01/2017-23732.html Wed, 01 Nov 2017 00:00:00 -0700 2017-23732 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-01/pdf/2017-23732.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Related to The Options Clearing Corporation's Counterparty Credit Risk Management Policy https://regulations.justia.com/regulations/fedreg/2017/11/01/2017-23731.html https://regulations.justia.com/regulations/fedreg/2017/11/01/2017-23731.html Wed, 01 Nov 2017 00:00:00 -0700 2017-23731 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-01/pdf/2017-23731.pdf Notice - The Relative Value Fund et al. https://regulations.justia.com/regulations/fedreg/2017/11/01/2017-23695.html https://regulations.justia.com/regulations/fedreg/2017/11/01/2017-23695.html Wed, 01 Nov 2017 00:00:00 -0700 2017-23695 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-01/pdf/2017-23695.pdf