<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/10/31?registers=between Thu, 02 May 2024 02:45:11 -0700 Thu, 02 May 2024 02:45:11 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/10/31?registers=between Notice - Fixed Income Market Structure Advisory Committee https://regulations.justia.com/regulations/fedreg/2017/10/31/2017-23670.html https://regulations.justia.com/regulations/fedreg/2017/10/31/2017-23670.html Tue, 31 Oct 2017 00:00:00 -0700 2017-23670 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-31/pdf/2017-23670.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2017/10/31/2017-23658.html https://regulations.justia.com/regulations/fedreg/2017/10/31/2017-23658.html Tue, 31 Oct 2017 00:00:00 -0700 2017-23658 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-31/pdf/2017-23658.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2017/10/31/2017-23657.html https://regulations.justia.com/regulations/fedreg/2017/10/31/2017-23657.html Tue, 31 Oct 2017 00:00:00 -0700 2017-23657 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-31/pdf/2017-23657.pdf Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Name Change https://regulations.justia.com/regulations/fedreg/2017/10/31/2017-23584.html https://regulations.justia.com/regulations/fedreg/2017/10/31/2017-23584.html Tue, 31 Oct 2017 00:00:00 -0700 2017-23584 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-31/pdf/2017-23584.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of Amendments No. 2 and No. 3, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments No. 2 and No. 3, To List and Trade Shares of the Aptus Fortified Value ETF, a Series of ETF Series Solutions, Under Rule 14.11(c) https://regulations.justia.com/regulations/fedreg/2017/10/31/2017-23583.html https://regulations.justia.com/regulations/fedreg/2017/10/31/2017-23583.html Tue, 31 Oct 2017 00:00:00 -0700 2017-23583 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-31/pdf/2017-23583.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Hartford Schroders Tax-Aware Bond ETF Under NYSE Arca Rule 8.600-E https://regulations.justia.com/regulations/fedreg/2017/10/31/2017-23582.html https://regulations.justia.com/regulations/fedreg/2017/10/31/2017-23582.html Tue, 31 Oct 2017 00:00:00 -0700 2017-23582 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-31/pdf/2017-23582.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE American Equities Rules 7.31E To Establish a Minimum Dollar Threshold Into the Price Protection Mechanisms https://regulations.justia.com/regulations/fedreg/2017/10/31/2017-23581.html https://regulations.justia.com/regulations/fedreg/2017/10/31/2017-23581.html Tue, 31 Oct 2017 00:00:00 -0700 2017-23581 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-31/pdf/2017-23581.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules for Excluding Days From the Exchange's ADV and Market Maker Plus Tier Calculations in the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2017/10/31/2017-23580.html https://regulations.justia.com/regulations/fedreg/2017/10/31/2017-23580.html Tue, 31 Oct 2017 00:00:00 -0700 2017-23580 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-31/pdf/2017-23580.pdf