<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/10/18?registers=between Thu, 02 May 2024 10:36:45 -0700 Thu, 02 May 2024 10:36:45 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/10/18?registers=between Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2017/10/18/2017-22542.html https://regulations.justia.com/regulations/fedreg/2017/10/18/2017-22542.html Wed, 18 Oct 2017 00:00:00 -0700 2017-22542 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-18/pdf/2017-22542.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Rule 7030 That Apply to Use of the Nasdaq Testing Facility https://regulations.justia.com/regulations/fedreg/2017/10/18/2017-22541.html https://regulations.justia.com/regulations/fedreg/2017/10/18/2017-22541.html Wed, 18 Oct 2017 00:00:00 -0700 2017-22541 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-18/pdf/2017-22541.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform https://regulations.justia.com/regulations/fedreg/2017/10/18/2017-22540.html https://regulations.justia.com/regulations/fedreg/2017/10/18/2017-22540.html Wed, 18 Oct 2017 00:00:00 -0700 2017-22540 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-18/pdf/2017-22540.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide Interpretation With Respect to the Meaning, Administration, or Enforcement of Rule 14.11, Other Securities, and Rule 14.12, Failure To Meet Listing Standards https://regulations.justia.com/regulations/fedreg/2017/10/18/2017-22539.html https://regulations.justia.com/regulations/fedreg/2017/10/18/2017-22539.html Wed, 18 Oct 2017 00:00:00 -0700 2017-22539 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-18/pdf/2017-22539.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 723 and Rule 1614 https://regulations.justia.com/regulations/fedreg/2017/10/18/2017-22538.html https://regulations.justia.com/regulations/fedreg/2017/10/18/2017-22538.html Wed, 18 Oct 2017 00:00:00 -0700 2017-22538 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-18/pdf/2017-22538.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to the Creation of an Electronic-Only Order Type https://regulations.justia.com/regulations/fedreg/2017/10/18/2017-22537.html https://regulations.justia.com/regulations/fedreg/2017/10/18/2017-22537.html Wed, 18 Oct 2017 00:00:00 -0700 2017-22537 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-18/pdf/2017-22537.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Decrease the Qualification Criteria of a Credit Tier and Make Related Changes https://regulations.justia.com/regulations/fedreg/2017/10/18/2017-22536.html https://regulations.justia.com/regulations/fedreg/2017/10/18/2017-22536.html Wed, 18 Oct 2017 00:00:00 -0700 2017-22536 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-18/pdf/2017-22536.pdf Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Rules To Add New Optional Functionality to Orders With a Minimum Quantity Instruction https://regulations.justia.com/regulations/fedreg/2017/10/18/2017-22518.html https://regulations.justia.com/regulations/fedreg/2017/10/18/2017-22518.html Wed, 18 Oct 2017 00:00:00 -0700 2017-22518 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-18/pdf/2017-22518.pdf Notice - Steadfast Alcentra Global Credit Fund and Steadfast Investment Adviser, LLC https://regulations.justia.com/regulations/fedreg/2017/10/18/2017-22517.html https://regulations.justia.com/regulations/fedreg/2017/10/18/2017-22517.html Wed, 18 Oct 2017 00:00:00 -0700 2017-22517 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-18/pdf/2017-22517.pdf