Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/10/18?limit=200&registers=between&mode=atom 2024-04-25T05:14:37-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/10/18/2017-22542.html Notice - Submission for OMB Review; Comment Request 2017-10-18T00:00:00-07:00 2017-10-18T00:00:00-07:00 2017-22542 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-18/pdf/2017-22542.pdf https://regulations.justia.com/regulations/fedreg/2017/10/18/2017-22541.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Rule 7030 That Apply to Use of the Nasdaq Testing Facility 2017-10-18T00:00:00-07:00 2017-10-18T00:00:00-07:00 2017-22541 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-18/pdf/2017-22541.pdf https://regulations.justia.com/regulations/fedreg/2017/10/18/2017-22540.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform 2017-10-18T00:00:00-07:00 2017-10-18T00:00:00-07:00 2017-22540 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-18/pdf/2017-22540.pdf https://regulations.justia.com/regulations/fedreg/2017/10/18/2017-22539.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide Interpretation With Respect to the Meaning, Administration, or Enforcement of Rule 14.11, Other Securities, and Rule 14.12, Failure To Meet Listing Standards 2017-10-18T00:00:00-07:00 2017-10-18T00:00:00-07:00 2017-22539 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-18/pdf/2017-22539.pdf https://regulations.justia.com/regulations/fedreg/2017/10/18/2017-22538.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 723 and Rule 1614 2017-10-18T00:00:00-07:00 2017-10-18T00:00:00-07:00 2017-22538 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-18/pdf/2017-22538.pdf https://regulations.justia.com/regulations/fedreg/2017/10/18/2017-22537.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to the Creation of an Electronic-Only Order Type 2017-10-18T00:00:00-07:00 2017-10-18T00:00:00-07:00 2017-22537 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-18/pdf/2017-22537.pdf https://regulations.justia.com/regulations/fedreg/2017/10/18/2017-22536.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Decrease the Qualification Criteria of a Credit Tier and Make Related Changes 2017-10-18T00:00:00-07:00 2017-10-18T00:00:00-07:00 2017-22536 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-18/pdf/2017-22536.pdf https://regulations.justia.com/regulations/fedreg/2017/10/18/2017-22518.html Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Rules To Add New Optional Functionality to Orders With a Minimum Quantity Instruction 2017-10-18T00:00:00-07:00 2017-10-18T00:00:00-07:00 2017-22518 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-18/pdf/2017-22518.pdf https://regulations.justia.com/regulations/fedreg/2017/10/18/2017-22517.html Notice - Steadfast Alcentra Global Credit Fund and Steadfast Investment Adviser, LLC 2017-10-18T00:00:00-07:00 2017-10-18T00:00:00-07:00 2017-22517 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-18/pdf/2017-22517.pdf