Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/10/17?limit=200&registers=between&mode=atom 2020-06-06T10:29:28-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/10/17/2017-22408.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Listed Company Manual To Adopt Initial and Continued Listing Standards for Subscription Receipts 2017-10-17T00:00:00-07:00 2017-10-17T00:00:00-07:00 2017-22408 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-17/pdf/2017-22408.pdf https://regulations.justia.com/regulations/fedreg/2017/10/17/2017-22392.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Postpone Implementation of a New Attribute for Designated Retail Orders 2017-10-17T00:00:00-07:00 2017-10-17T00:00:00-07:00 2017-22392 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-17/pdf/2017-22392.pdf https://regulations.justia.com/regulations/fedreg/2017/10/17/2017-22391.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate a Surcharge for Eligibility Requests Submitted to DTC Two Days Prior to Closing Date 2017-10-17T00:00:00-07:00 2017-10-17T00:00:00-07:00 2017-22391 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-17/pdf/2017-22391.pdf https://regulations.justia.com/regulations/fedreg/2017/10/17/2017-22390.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Interpretation and Policy .07 of Exchange Rule 4.11, Position Limits, To Increase the Position Limits for Options on Certain ETFs 2017-10-17T00:00:00-07:00 2017-10-17T00:00:00-07:00 2017-22390 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-17/pdf/2017-22390.pdf https://regulations.justia.com/regulations/fedreg/2017/10/17/2017-22389.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Adopt a Strategy QOO Order Fee Cap 2017-10-17T00:00:00-07:00 2017-10-17T00:00:00-07:00 2017-22389 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-17/pdf/2017-22389.pdf https://regulations.justia.com/regulations/fedreg/2017/10/17/2017-22388.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Update Certain Fees Assessed Under Section VI.A (Connectivity Fees) 2017-10-17T00:00:00-07:00 2017-10-17T00:00:00-07:00 2017-22388 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-17/pdf/2017-22388.pdf https://regulations.justia.com/regulations/fedreg/2017/10/17/2017-22387.html Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Bats BZX Exchange, Inc.; Bats EDGA Exchange, Inc.; Bats EDGX Exchange, Inc.; Order Granting Approval of Proposed Rule Changes, as Modified by Amendments No. 1, To Harmonize the Corporate Governance Framework of Each Exchange With That of Chicago Board Options Exchange, Incorporated and C2 Options Exchange, Incorporated 2017-10-17T00:00:00-07:00 2017-10-17T00:00:00-07:00 2017-22387 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-17/pdf/2017-22387.pdf https://regulations.justia.com/regulations/fedreg/2017/10/17/2017-22386.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade the Shares of the U.S. Equity Cumulative Dividends Fund-Series 2027 and the U.S. Equity Ex-Dividend Fund-Series 2027 Under NYSE Arca Equities Rule 8.200, Commentary .02 2017-10-17T00:00:00-07:00 2017-10-17T00:00:00-07:00 2017-22386 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-17/pdf/2017-22386.pdf