Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/10/11?limit=200®isters=between&mode=atom2024-04-26T18:54:52-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21988.htmlNotice - Sunshine Act Meetings2017-10-11T00:00:00-07:002017-10-11T00:00:00-07:002017-21988Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-10-11/pdf/2017-21988.pdfhttps://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21987.htmlNotice - Sunshine Act Meetings2017-10-11T00:00:00-07:002017-10-11T00:00:00-07:002017-21987Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-10-11/pdf/2017-21987.pdfhttps://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21911.htmlNotice - Proposed Collection; Comment Request2017-10-11T00:00:00-07:002017-10-11T00:00:00-07:002017-21911Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-10-11/pdf/2017-21911.pdfhttps://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21910.htmlNotice - Submission for OMB Review; Comment Request2017-10-11T00:00:00-07:002017-10-11T00:00:00-07:002017-21910Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-10-11/pdf/2017-21910.pdfhttps://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21909.htmlNotice - Proposed Collection; Comment Request2017-10-11T00:00:00-07:002017-10-11T00:00:00-07:002017-21909Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-10-11/pdf/2017-21909.pdfhttps://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21846.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Review Charges for Communications Filed With or Submitted to FINRA2017-10-11T00:00:00-07:002017-10-11T00:00:00-07:002017-21846Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-10-11/pdf/2017-21846.pdfhttps://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21816.htmlNotice - Self-Regulatory Organizations; LCH SA; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Options on Index Credit Default Swaps2017-10-11T00:00:00-07:002017-10-11T00:00:00-07:002017-21816Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-10-11/pdf/2017-21816.pdfhttps://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21815.htmlNotice - Self-Regulatory Organizations; LCH SA; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Options on Index Credit Default Swaps2017-10-11T00:00:00-07:002017-10-11T00:00:00-07:002017-21815Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-10-11/pdf/2017-21815.pdfhttps://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21814.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Modify the Listing Requirements Related to Special Purpose Acquisition Companies Listing Standards To Reduce Round Lot Holders on Nasdaq Capital Market for Initial Listing From 300 to 150 and Eliminate Public Holders for Continued Listing From 300 to Zero, Require $5 Million in Net Tangible Assets for Initial and Continued Listing, and Impose a Deadline To Demonstrate Compliance With Initial Listing Requirements on All Nasdaq Markets Within 30 Days Following Each Business Combination2017-10-11T00:00:00-07:002017-10-11T00:00:00-07:002017-21814Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-10-11/pdf/2017-21814.pdfhttps://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21813.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the CBOE S&P 500® Dividend Aristocrats® Target Income Index ETF Under the ETF Series Solutions Trust, Under Rule 14.11(c)(3), Index Fund Shares2017-10-11T00:00:00-07:002017-10-11T00:00:00-07:002017-21813Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-10-11/pdf/2017-21813.pdfhttps://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21812.htmlNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing of Proposed Rule Change To Amend Rule 1009 To Modify the Criteria for Listing an Option on an Underlying Covered Security2017-10-11T00:00:00-07:002017-10-11T00:00:00-07:002017-21812Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-10-11/pdf/2017-21812.pdfhttps://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21811.htmlNotice - Whitford Asset Management, LLC, et al.2017-10-11T00:00:00-07:002017-10-11T00:00:00-07:002017-21811Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-10-11/pdf/2017-21811.pdfhttps://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21776.htmlNotice - USCF Fund Advisors, LLC, et al.2017-10-11T00:00:00-07:002017-10-11T00:00:00-07:002017-21776Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-10-11/pdf/2017-21776.pdfhttps://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21775.htmlNotice - OppenheimerFunds, Inc., et al.2017-10-11T00:00:00-07:002017-10-11T00:00:00-07:002017-21775Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-10-11/pdf/2017-21775.pdf