Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/10/10?limit=200&registers=between&mode=atom 2024-04-26T02:01:09-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/10/10/2017-21705.html Notice - Sunshine Act Meetings 2017-10-10T00:00:00-07:00 2017-10-10T00:00:00-07:00 2017-21705 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-10/pdf/2017-21705.pdf https://regulations.justia.com/regulations/fedreg/2017/10/10/2017-21674.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.9, Orders and Modifiers, To Add New Optional Functionality to Minimum Quantity Orders 2017-10-10T00:00:00-07:00 2017-10-10T00:00:00-07:00 2017-21674 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-10/pdf/2017-21674.pdf https://regulations.justia.com/regulations/fedreg/2017/10/10/2017-21673.html Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.9, Orders and Modifiers, To Add New Optional Functionality to Minimum Quantity Orders 2017-10-10T00:00:00-07:00 2017-10-10T00:00:00-07:00 2017-21673 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-10/pdf/2017-21673.pdf https://regulations.justia.com/regulations/fedreg/2017/10/10/2017-21672.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Obsolete Text From Options Regulatory Fee Rule 2017-10-10T00:00:00-07:00 2017-10-10T00:00:00-07:00 2017-21672 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-10/pdf/2017-21672.pdf https://regulations.justia.com/regulations/fedreg/2017/10/10/2017-21671.html Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Obsolete Text From Options Regulatory Fee Rule 2017-10-10T00:00:00-07:00 2017-10-10T00:00:00-07:00 2017-21671 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-10/pdf/2017-21671.pdf https://regulations.justia.com/regulations/fedreg/2017/10/10/2017-21670.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Obsolete Text From Options Regulatory Fee Rule 2017-10-10T00:00:00-07:00 2017-10-10T00:00:00-07:00 2017-21670 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-10/pdf/2017-21670.pdf https://regulations.justia.com/regulations/fedreg/2017/10/10/2017-21669.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt New Corporate Governance and Related Processes Similar to Those of the Nasdaq Exchanges 2017-10-10T00:00:00-07:00 2017-10-10T00:00:00-07:00 2017-21669 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-10/pdf/2017-21669.pdf https://regulations.justia.com/regulations/fedreg/2017/10/10/2017-21661.html Notice - EntrepreneurShares Series Trust, et al. 2017-10-10T00:00:00-07:00 2017-10-10T00:00:00-07:00 2017-21661 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-10/pdf/2017-21661.pdf