Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/09/28?limit=200&registers=between&mode=atom 2024-12-11T16:26:36-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/09/28/2017-20757.html Notice - Oaktree Strategic Income, LLC, et al. 2017-09-28T00:00:00-07:00 2017-09-28T00:00:00-07:00 2017-20757 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-28/pdf/2017-20757.pdf https://regulations.justia.com/regulations/fedreg/2017/09/28/2017-20754.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving a Proposed Rule Change Regarding Qualified Contingent Trades and Related Information Recording Obligations by Certain Participants 2017-09-28T00:00:00-07:00 2017-09-28T00:00:00-07:00 2017-20754 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-28/pdf/2017-20754.pdf https://regulations.justia.com/regulations/fedreg/2017/09/28/2017-20752.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect Certain Changes Applicable to IQ Municipal Insured ETF, IQ Municipal Intermediate ETF, and IQ Municipal Short Duration ETF 2017-09-28T00:00:00-07:00 2017-09-28T00:00:00-07:00 2017-20752 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-28/pdf/2017-20752.pdf https://regulations.justia.com/regulations/fedreg/2017/09/28/2017-20751.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of Breakwave Dry Bulk Shipping ETF Under NYSE Arca Rule 8.200-E, Commentary .02 2017-09-28T00:00:00-07:00 2017-09-28T00:00:00-07:00 2017-20751 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-28/pdf/2017-20751.pdf https://regulations.justia.com/regulations/fedreg/2017/09/28/2017-20750.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Amendments to the ICE Clear Europe CDS Risk Policy 2017-09-28T00:00:00-07:00 2017-09-28T00:00:00-07:00 2017-20750 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-28/pdf/2017-20750.pdf