Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/09/18?limit=200®isters=between&mode=atom2024-05-05T19:30:05-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19918.htmlNotice - Sunshine Act Meeting2017-09-18T00:00:00-07:002017-09-18T00:00:00-07:002017-19918Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-09-18/pdf/2017-19918.pdfhttps://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19812.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Arca Rule 7.35-E, NYSE Arca Rule 7.31-E and NYSE Arca Rule 7.23-E2017-09-18T00:00:00-07:002017-09-18T00:00:00-07:002017-19812Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-09-18/pdf/2017-19812.pdfhttps://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19811.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees Pursuant to Rule 15.1102017-09-18T00:00:00-07:002017-09-18T00:00:00-07:002017-19811Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-09-18/pdf/2017-19811.pdfhttps://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19810.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges2017-09-18T00:00:00-07:002017-09-18T00:00:00-07:002017-19810Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-09-18/pdf/2017-19810.pdfhttps://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19809.htmlNotice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Transaction Fees2017-09-18T00:00:00-07:002017-09-18T00:00:00-07:002017-19809Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-09-18/pdf/2017-19809.pdfhttps://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19808.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Permit the Listing and Trading of Managed Portfolio Shares; and To List and Trade Shares of the Following Under Proposed Rule 14.11(k): ClearBridge Appreciation ETF; ClearBridge Large Cap ETF; ClearBridge MidCap Growth ETF; ClearBridge Select ETF; and ClearBridge All Cap Value ETF2017-09-18T00:00:00-07:002017-09-18T00:00:00-07:002017-19808Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-09-18/pdf/2017-19808.pdfhttps://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19807.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Non-Substantive, Clarifying Changes to ISE's Rulebook and Schedule of Fees2017-09-18T00:00:00-07:002017-09-18T00:00:00-07:002017-19807Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-09-18/pdf/2017-19807.pdfhttps://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19806.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Language From Chapter 19 of the Rulebook2017-09-18T00:00:00-07:002017-09-18T00:00:00-07:002017-19806Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-09-18/pdf/2017-19806.pdfhttps://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19804.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change To Amend MSRB Rule G-34, on CUSIP Numbers, New Issue, and Market Information Requirements2017-09-18T00:00:00-07:002017-09-18T00:00:00-07:002017-19804Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-09-18/pdf/2017-19804.pdfhttps://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19803.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.13, Order Execution and Routing, To Account for IEX as a Primary Listing Market and To Amend Certain Rules To Reflect the Name Change of NYSE MKT to NYSE American2017-09-18T00:00:00-07:002017-09-18T00:00:00-07:002017-19803Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-09-18/pdf/2017-19803.pdfhttps://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19802.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To List and Trade Shares of Calvert Ultra-Short Income NextSharesTM2017-09-18T00:00:00-07:002017-09-18T00:00:00-07:002017-19802Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-09-18/pdf/2017-19802.pdfhttps://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19712.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the On-Floor Lead Market-Maker Program2017-09-18T00:00:00-07:002017-09-18T00:00:00-07:002017-19712Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-09-18/pdf/2017-19712.pdfhttps://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19711.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 975NY and Rule 953NY2017-09-18T00:00:00-07:002017-09-18T00:00:00-07:002017-19711Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-09-18/pdf/2017-19711.pdfhttps://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19710.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.87-O and Rule 6.65-O2017-09-18T00:00:00-07:002017-09-18T00:00:00-07:002017-19710Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-09-18/pdf/2017-19710.pdfhttps://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19709.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Rule 4703(a) To Allow Members To Designate When an Order With a RTFY or SCAN Routing Order Attribute Will Be Activated2017-09-18T00:00:00-07:002017-09-18T00:00:00-07:002017-19709Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-09-18/pdf/2017-19709.pdfhttps://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19708.htmlNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a Missing Letter to Section IV, Part D of the Pricing Schedule2017-09-18T00:00:00-07:002017-09-18T00:00:00-07:002017-19708Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-09-18/pdf/2017-19708.pdf