Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/09/15?limit=200®isters=between&mode=atom2024-05-02T16:13:09-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2017/09/15/2017-19678.htmlNotice - Proposed Collection; Comment Request2017-09-15T00:00:00-07:002017-09-15T00:00:00-07:002017-19678Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-09-15/pdf/2017-19678.pdfhttps://regulations.justia.com/regulations/fedreg/2017/09/15/2017-19677.htmlNotice - Submission for OMB Review; Comment Request2017-09-15T00:00:00-07:002017-09-15T00:00:00-07:002017-19677Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-09-15/pdf/2017-19677.pdfhttps://regulations.justia.com/regulations/fedreg/2017/09/15/2017-19676.htmlNotice - Proposed Collection; Comment Request2017-09-15T00:00:00-07:002017-09-15T00:00:00-07:002017-19676Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-09-15/pdf/2017-19676.pdfhttps://regulations.justia.com/regulations/fedreg/2017/09/15/2017-19674.htmlNotice - Investor Advisory Committee Meeting2017-09-15T00:00:00-07:002017-09-15T00:00:00-07:002017-19674Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-09-15/pdf/2017-19674.pdfhttps://regulations.justia.com/regulations/fedreg/2017/09/15/2017-19586.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges2017-09-15T00:00:00-07:002017-09-15T00:00:00-07:002017-19586Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-09-15/pdf/2017-19586.pdfhttps://regulations.justia.com/regulations/fedreg/2017/09/15/2017-19585.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of The Gold Trust Under NYSE Arca Rule 8.201-E2017-09-15T00:00:00-07:002017-09-15T00:00:00-07:002017-19585Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-09-15/pdf/2017-19585.pdfhttps://regulations.justia.com/regulations/fedreg/2017/09/15/2017-19584.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule2017-09-15T00:00:00-07:002017-09-15T00:00:00-07:002017-19584Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-09-15/pdf/2017-19584.pdfhttps://regulations.justia.com/regulations/fedreg/2017/09/15/2017-19583.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Eaton Vance Oaktree Diversified Credit NextSharesTM2017-09-15T00:00:00-07:002017-09-15T00:00:00-07:002017-19583Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-09-15/pdf/2017-19583.pdfhttps://regulations.justia.com/regulations/fedreg/2017/09/15/2017-19582.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change Relating to the Definition of Non-Public Arbitrator2017-09-15T00:00:00-07:002017-09-15T00:00:00-07:002017-19582Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-09-15/pdf/2017-19582.pdfhttps://regulations.justia.com/regulations/fedreg/2017/09/15/2017-19581.htmlNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Add an Exception to Phlx Rule 1000(f)(iii) for Certain Floor Broker Transactions and Adopt Rule 1063(e)(v) To Add the Snapshot Functionality to the Options Floor Broker Management System2017-09-15T00:00:00-07:002017-09-15T00:00:00-07:002017-19581Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-09-15/pdf/2017-19581.pdfhttps://regulations.justia.com/regulations/fedreg/2017/09/15/2017-19577.htmlNotice - Innovator ETFS Trust and Innovator Capital Management, LLC2017-09-15T00:00:00-07:002017-09-15T00:00:00-07:002017-19577Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-09-15/pdf/2017-19577.pdf