Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/09/07?limit=200&registers=between&mode=atom 2024-05-02T04:48:53-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/09/07/2017-19003.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.15, Nullification and Adjustment of Options Transactions Including Obvious Errors 2017-09-07T00:00:00-07:00 2017-09-07T00:00:00-07:00 2017-19003 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-07/pdf/2017-19003.pdf https://regulations.justia.com/regulations/fedreg/2017/09/07/2017-18939.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.25, Nullification and Adjustment of Options Transactions Including Obvious Errors 2017-09-07T00:00:00-07:00 2017-09-07T00:00:00-07:00 2017-18939 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-07/pdf/2017-18939.pdf https://regulations.justia.com/regulations/fedreg/2017/09/07/2017-18938.html Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 20.3, Trading Halts, and Rule 20.6, Nullification and Adjustment of Options Transactions Including Obvious Errors 2017-09-07T00:00:00-07:00 2017-09-07T00:00:00-07:00 2017-18938 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-07/pdf/2017-18938.pdf https://regulations.justia.com/regulations/fedreg/2017/09/07/2017-18937.html Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Address the Application of Exchange Rule 11140 (Transactions in Securities “Ex-Dividend,” “Ex-Rights” or “Ex-Warrants”) as it Relates to Establishing Ex-Dividend Dates in connection With the Implementation of the T+2 Settlement Cycle on September 5, 2017 2017-09-07T00:00:00-07:00 2017-09-07T00:00:00-07:00 2017-18937 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-07/pdf/2017-18937.pdf https://regulations.justia.com/regulations/fedreg/2017/09/07/2017-18936.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt the Interpretive Guidance With Respect to Watch List Consequences 2017-09-07T00:00:00-07:00 2017-09-07T00:00:00-07:00 2017-18936 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-07/pdf/2017-18936.pdf https://regulations.justia.com/regulations/fedreg/2017/09/07/2017-18935.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the WisdomTree CBOE Russell 2000 PutWrite Strategy Fund, a Series of the WisdomTree Trust, Under Rule 14.11(c)(3), Index Fund Shares 2017-09-07T00:00:00-07:00 2017-09-07T00:00:00-07:00 2017-18935 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-07/pdf/2017-18935.pdf https://regulations.justia.com/regulations/fedreg/2017/09/07/2017-18932.html Notice - Eagle Series Trust, et al. 2017-09-07T00:00:00-07:00 2017-09-07T00:00:00-07:00 2017-18932 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-07/pdf/2017-18932.pdf https://regulations.justia.com/regulations/fedreg/2017/09/07/2017-18931.html Notice - American Century International Bond Funds, et al. 2017-09-07T00:00:00-07:00 2017-09-07T00:00:00-07:00 2017-18931 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-07/pdf/2017-18931.pdf https://regulations.justia.com/regulations/fedreg/2017/09/07/2017-18930.html Notice - Hudson Advisors L.P., et al. 2017-09-07T00:00:00-07:00 2017-09-07T00:00:00-07:00 2017-18930 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-07/pdf/2017-18930.pdf https://regulations.justia.com/regulations/fedreg/2017/09/07/2017-18929.html Notice - Northern Lights Fund Trust IV and Measured Risk Portfolios, Inc. 2017-09-07T00:00:00-07:00 2017-09-07T00:00:00-07:00 2017-18929 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-07/pdf/2017-18929.pdf