Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/08/09?limit=200&registers=between&mode=atom 2024-05-05T01:57:43-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/08/09/2017-16795.html Notice - Sage Advisory Services LTD Co. and Northern Lights Fund Trust IV 2017-08-09T00:00:00-07:00 2017-08-09T00:00:00-07:00 2017-16795 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-09/pdf/2017-16795.pdf https://regulations.justia.com/regulations/fedreg/2017/08/09/2017-16744.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Ports That Members Use To Connect to the Exchange 2017-08-09T00:00:00-07:00 2017-08-09T00:00:00-07:00 2017-16744 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-09/pdf/2017-16744.pdf https://regulations.justia.com/regulations/fedreg/2017/08/09/2017-16743.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt the Midpoint Extended Life Order 2017-08-09T00:00:00-07:00 2017-08-09T00:00:00-07:00 2017-16743 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-09/pdf/2017-16743.pdf https://regulations.justia.com/regulations/fedreg/2017/08/09/2017-16742.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change for Trading UTP Securities on Pillar, the Exchange's New Trading Technology Platform, Including Orders and Modifiers, Order Ranking and Display, and Order Execution and Routing 2017-08-09T00:00:00-07:00 2017-08-09T00:00:00-07:00 2017-16742 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-09/pdf/2017-16742.pdf https://regulations.justia.com/regulations/fedreg/2017/08/09/2017-16741.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Section 102.01B of the NYSE Listed Company Manual To Provide for the Listing of Companies That List Without a Prior Exchange Act Registration and That Are Not Listing in Connection With an Underwritten Initial Public Offering and Related Changes to Rules 15, 104, and 123D 2017-08-09T00:00:00-07:00 2017-08-09T00:00:00-07:00 2017-16741 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-09/pdf/2017-16741.pdf https://regulations.justia.com/regulations/fedreg/2017/08/09/2017-16740.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the Effective Date of the Settlement Cycle Rule Changes 2017-08-09T00:00:00-07:00 2017-08-09T00:00:00-07:00 2017-16740 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-09/pdf/2017-16740.pdf https://regulations.justia.com/regulations/fedreg/2017/08/09/2017-16739.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the Effective Date of the Settlement Cycle Rule Changes 2017-08-09T00:00:00-07:00 2017-08-09T00:00:00-07:00 2017-16739 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-09/pdf/2017-16739.pdf https://regulations.justia.com/regulations/fedreg/2017/08/09/2017-16738.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Bats BZX Exchange, Inc.'s Equity Options Platform 2017-08-09T00:00:00-07:00 2017-08-09T00:00:00-07:00 2017-16738 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-09/pdf/2017-16738.pdf https://regulations.justia.com/regulations/fedreg/2017/08/09/2017-16737.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.37 2017-08-09T00:00:00-07:00 2017-08-09T00:00:00-07:00 2017-16737 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-09/pdf/2017-16737.pdf https://regulations.justia.com/regulations/fedreg/2017/08/09/2017-16715.html Notice - Security-Based Swap Data Repositories; DTCC Data Repository (U.S.), LLC; Notice of Filing of Amended Application for Registration as a Security-Based Swap Data Repository 2017-08-09T00:00:00-07:00 2017-08-09T00:00:00-07:00 2017-16715 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-09/pdf/2017-16715.pdf