Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/07/17?limit=200&registers=between&mode=atom 2024-05-02T16:26:02-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/07/17/2017-14893.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the First Trust Municipal High Income ETF 2017-07-17T00:00:00-07:00 2017-07-17T00:00:00-07:00 2017-14893 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-17/pdf/2017-14893.pdf https://regulations.justia.com/regulations/fedreg/2017/07/17/2017-14892.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC To Amend MIAX Options Rule 524, Reporting of Matched Trades to Clearing Corporation 2017-07-17T00:00:00-07:00 2017-07-17T00:00:00-07:00 2017-14892 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-17/pdf/2017-14892.pdf https://regulations.justia.com/regulations/fedreg/2017/07/17/2017-14891.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Customer and Professional Penny Pilot Options Tier 8 Rebate To Add Liquidity 2017-07-17T00:00:00-07:00 2017-07-17T00:00:00-07:00 2017-14891 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-17/pdf/2017-14891.pdf https://regulations.justia.com/regulations/fedreg/2017/07/17/2017-14890.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rule 5705(b) To Provide for the Inclusion of Cash in an Index or Portfolio Underlying a Series of Index Fund Shares 2017-07-17T00:00:00-07:00 2017-07-17T00:00:00-07:00 2017-14890 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-17/pdf/2017-14890.pdf https://regulations.justia.com/regulations/fedreg/2017/07/17/2017-14889.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX PEARL Rule 524, Reporting of Matched Trades to Clearing Corporation 2017-07-17T00:00:00-07:00 2017-07-17T00:00:00-07:00 2017-14889 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-17/pdf/2017-14889.pdf https://regulations.justia.com/regulations/fedreg/2017/07/17/2017-14888.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Updating the CBOE Fees Schedule Concerning LVCX Fees 2017-07-17T00:00:00-07:00 2017-07-17T00:00:00-07:00 2017-14888 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-17/pdf/2017-14888.pdf https://regulations.justia.com/regulations/fedreg/2017/07/17/2017-14887.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Phlx Pricing Schedule, Section IX 2017-07-17T00:00:00-07:00 2017-07-17T00:00:00-07:00 2017-14887 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-17/pdf/2017-14887.pdf https://regulations.justia.com/regulations/fedreg/2017/07/17/2017-14886.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Quote Mitigation 2017-07-17T00:00:00-07:00 2017-07-17T00:00:00-07:00 2017-14886 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-17/pdf/2017-14886.pdf https://regulations.justia.com/regulations/fedreg/2017/07/17/2017-14885.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rules To Eliminate ALO and Day ISO Orders and Related Functionality, Provide That All Pegged Orders Would Be Non-Displayed Orders, Change References From “NYSE MKT” to “NYSE American,” and Add the Definition of “NYSE American Marketplace” 2017-07-17T00:00:00-07:00 2017-07-17T00:00:00-07:00 2017-14885 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-17/pdf/2017-14885.pdf https://regulations.justia.com/regulations/fedreg/2017/07/17/2017-14884.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule Change To Make Available a New End-of-Day TRACE Transaction File 2017-07-17T00:00:00-07:00 2017-07-17T00:00:00-07:00 2017-14884 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-17/pdf/2017-14884.pdf