<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/07/07?registers=between Wed, 01 May 2024 22:27:37 -0700 Wed, 01 May 2024 22:27:37 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/07/07?registers=between Notice - Vertical Capital Income Fund and Oakline Advisors, LLC https://regulations.justia.com/regulations/fedreg/2017/07/07/2017-14314.html https://regulations.justia.com/regulations/fedreg/2017/07/07/2017-14314.html Fri, 07 Jul 2017 00:00:00 -0700 2017-14314 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-07/pdf/2017-14314.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Order Approving a Proposed Rule Change, To Amend BZX Rule 14.11 To Provide for the Inclusion of Cash in an Index Underlying a Series of Index Fund Shares https://regulations.justia.com/regulations/fedreg/2017/07/07/2017-14248.html https://regulations.justia.com/regulations/fedreg/2017/07/07/2017-14248.html Fri, 07 Jul 2017 00:00:00 -0700 2017-14248 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-07/pdf/2017-14248.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Delivery of Options Disclosure Documents and Special Statement for Uncovered Options Writers https://regulations.justia.com/regulations/fedreg/2017/07/07/2017-14247.html https://regulations.justia.com/regulations/fedreg/2017/07/07/2017-14247.html Fri, 07 Jul 2017 00:00:00 -0700 2017-14247 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-07/pdf/2017-14247.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to Amendments to the ICE Clear Europe Limited Articles of Association https://regulations.justia.com/regulations/fedreg/2017/07/07/2017-14246.html https://regulations.justia.com/regulations/fedreg/2017/07/07/2017-14246.html Fri, 07 Jul 2017 00:00:00 -0700 2017-14246 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-07/pdf/2017-14246.pdf Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc; Bats BZX Exchange, Inc.; Bats EDGA Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Chicago Stock Exchange, Inc.; Financial Industry Regulatory Authority, Inc.; Investors' Exchange LLC; Miami International Securities Exchange, LLC; MIAX PEARL LLC; NASDAQ BX, Inc.; Nasdaq GEMX, LLC; Nasdaq ISE, LLC; Nasdaq MRX, LLC; NASDAQ PHLX LLC; The NASDAQ Stock Market LLC; New York Stock Exchange LLC; NYSE Arca, Inc. and NYSE MKT LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Establish Fees for Industry Members To Fund the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2017/07/07/2017-14245.html https://regulations.justia.com/regulations/fedreg/2017/07/07/2017-14245.html Fri, 07 Jul 2017 00:00:00 -0700 2017-14245 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-07/pdf/2017-14245.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Withdrawal of a Proposed Rule Change Related to Unusual Market Conditions and the Duty To Systemize Non-Electronic Orders Prior to Representation https://regulations.justia.com/regulations/fedreg/2017/07/07/2017-14244.html https://regulations.justia.com/regulations/fedreg/2017/07/07/2017-14244.html Fri, 07 Jul 2017 00:00:00 -0700 2017-14244 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-07/pdf/2017-14244.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fee Schedule Concerning the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2017/07/07/2017-14243.html https://regulations.justia.com/regulations/fedreg/2017/07/07/2017-14243.html Fri, 07 Jul 2017 00:00:00 -0700 2017-14243 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-07/pdf/2017-14243.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change to Facilitate the Listing and Trading of Certain Series of Investment Company Units Listed Pursuant to NYSE Arca Equities Rule 5.2(j)(3) https://regulations.justia.com/regulations/fedreg/2017/07/07/2017-14242.html https://regulations.justia.com/regulations/fedreg/2017/07/07/2017-14242.html Fri, 07 Jul 2017 00:00:00 -0700 2017-14242 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-07/pdf/2017-14242.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Specify in Exchange Rules the Exchange's Primary and Secondary Sources of Data Feeds From NYSE MKT LLC https://regulations.justia.com/regulations/fedreg/2017/07/07/2017-14241.html https://regulations.justia.com/regulations/fedreg/2017/07/07/2017-14241.html Fri, 07 Jul 2017 00:00:00 -0700 2017-14241 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-07/pdf/2017-14241.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change To Amend MSRB Rule G-21(e), on Municipal Fund Security Product Advertisements https://regulations.justia.com/regulations/fedreg/2017/07/07/2017-14240.html https://regulations.justia.com/regulations/fedreg/2017/07/07/2017-14240.html Fri, 07 Jul 2017 00:00:00 -0700 2017-14240 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-07/pdf/2017-14240.pdf