Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/07/07?limit=200&registers=between&mode=atom 2024-05-01T20:26:41-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/07/07/2017-14314.html Notice - Vertical Capital Income Fund and Oakline Advisors, LLC 2017-07-07T00:00:00-07:00 2017-07-07T00:00:00-07:00 2017-14314 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-07/pdf/2017-14314.pdf https://regulations.justia.com/regulations/fedreg/2017/07/07/2017-14248.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Order Approving a Proposed Rule Change, To Amend BZX Rule 14.11 To Provide for the Inclusion of Cash in an Index Underlying a Series of Index Fund Shares 2017-07-07T00:00:00-07:00 2017-07-07T00:00:00-07:00 2017-14248 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-07/pdf/2017-14248.pdf https://regulations.justia.com/regulations/fedreg/2017/07/07/2017-14247.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Delivery of Options Disclosure Documents and Special Statement for Uncovered Options Writers 2017-07-07T00:00:00-07:00 2017-07-07T00:00:00-07:00 2017-14247 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-07/pdf/2017-14247.pdf https://regulations.justia.com/regulations/fedreg/2017/07/07/2017-14246.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to Amendments to the ICE Clear Europe Limited Articles of Association 2017-07-07T00:00:00-07:00 2017-07-07T00:00:00-07:00 2017-14246 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-07/pdf/2017-14246.pdf https://regulations.justia.com/regulations/fedreg/2017/07/07/2017-14245.html Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc; Bats BZX Exchange, Inc.; Bats EDGA Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Chicago Stock Exchange, Inc.; Financial Industry Regulatory Authority, Inc.; Investors' Exchange LLC; Miami International Securities Exchange, LLC; MIAX PEARL LLC; NASDAQ BX, Inc.; Nasdaq GEMX, LLC; Nasdaq ISE, LLC; Nasdaq MRX, LLC; NASDAQ PHLX LLC; The NASDAQ Stock Market LLC; New York Stock Exchange LLC; NYSE Arca, Inc. and NYSE MKT LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Establish Fees for Industry Members To Fund the Consolidated Audit Trail 2017-07-07T00:00:00-07:00 2017-07-07T00:00:00-07:00 2017-14245 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-07/pdf/2017-14245.pdf https://regulations.justia.com/regulations/fedreg/2017/07/07/2017-14244.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Withdrawal of a Proposed Rule Change Related to Unusual Market Conditions and the Duty To Systemize Non-Electronic Orders Prior to Representation 2017-07-07T00:00:00-07:00 2017-07-07T00:00:00-07:00 2017-14244 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-07/pdf/2017-14244.pdf https://regulations.justia.com/regulations/fedreg/2017/07/07/2017-14243.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fee Schedule Concerning the Options Regulatory Fee 2017-07-07T00:00:00-07:00 2017-07-07T00:00:00-07:00 2017-14243 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-07/pdf/2017-14243.pdf https://regulations.justia.com/regulations/fedreg/2017/07/07/2017-14242.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change to Facilitate the Listing and Trading of Certain Series of Investment Company Units Listed Pursuant to NYSE Arca Equities Rule 5.2(j)(3) 2017-07-07T00:00:00-07:00 2017-07-07T00:00:00-07:00 2017-14242 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-07/pdf/2017-14242.pdf https://regulations.justia.com/regulations/fedreg/2017/07/07/2017-14241.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Specify in Exchange Rules the Exchange's Primary and Secondary Sources of Data Feeds From NYSE MKT LLC 2017-07-07T00:00:00-07:00 2017-07-07T00:00:00-07:00 2017-14241 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-07/pdf/2017-14241.pdf https://regulations.justia.com/regulations/fedreg/2017/07/07/2017-14240.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change To Amend MSRB Rule G-21(e), on Municipal Fund Security Product Advertisements 2017-07-07T00:00:00-07:00 2017-07-07T00:00:00-07:00 2017-14240 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-07/pdf/2017-14240.pdf