Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/06/30?limit=200&registers=between&mode=atom 2021-05-14T14:06:07-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/06/30/2017-13709.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Non-Priority Customer License Surcharge 2017-06-30T00:00:00-07:00 2017-06-30T00:00:00-07:00 2017-13709 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-30/pdf/2017-13709.pdf https://regulations.justia.com/regulations/fedreg/2017/06/30/2017-13708.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Non-Priority Customer License Surcharge 2017-06-30T00:00:00-07:00 2017-06-30T00:00:00-07:00 2017-13708 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-30/pdf/2017-13708.pdf https://regulations.justia.com/regulations/fedreg/2017/06/30/2017-13707.html Notice - Self-Regulatory Organizations; OneChicago, LLC; Notice of Filing of Proposed Rule Change To Implement Four Decimal Pricing for Outright Transactions in Single Stock Futures 2017-06-30T00:00:00-07:00 2017-06-30T00:00:00-07:00 2017-13707 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-30/pdf/2017-13707.pdf https://regulations.justia.com/regulations/fedreg/2017/06/30/2017-13706.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Require Listed Companies To Provide Advance Notice of Dividend Announcements to the Exchange 2017-06-30T00:00:00-07:00 2017-06-30T00:00:00-07:00 2017-13706 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-30/pdf/2017-13706.pdf https://regulations.justia.com/regulations/fedreg/2017/06/30/2017-13705.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Options Rules 307, Position Limits, and 309, Exercise Limits, To Extend the SPY Pilot Program 2017-06-30T00:00:00-07:00 2017-06-30T00:00:00-07:00 2017-13705 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-30/pdf/2017-13705.pdf https://regulations.justia.com/regulations/fedreg/2017/06/30/2017-13704.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2017-06-30T00:00:00-07:00 2017-06-30T00:00:00-07:00 2017-13704 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-30/pdf/2017-13704.pdf https://regulations.justia.com/regulations/fedreg/2017/06/30/2017-13703.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Reporting of Certain ATS Transactions in U.S. Treasury Securities 2017-06-30T00:00:00-07:00 2017-06-30T00:00:00-07:00 2017-13703 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-30/pdf/2017-13703.pdf https://regulations.justia.com/regulations/fedreg/2017/06/30/2017-13702.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend a Pilot Program That Eliminates Position and Exercise Limits for Physically-Settled SPDR S&P 500 ETF Trust (“SPY”) Options 2017-06-30T00:00:00-07:00 2017-06-30T00:00:00-07:00 2017-13702 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-30/pdf/2017-13702.pdf