Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/06/28?limit=200®isters=between&mode=atom2024-04-19T10:46:23-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2017/06/28/2017-13490.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Clarifications and Corrections to the Government Securities Division Rulebook, the Mortgage-Backed Securities Division Clearing Rules and the Mortgage-Backed Securities Division EPN Rules2017-06-28T00:00:00-07:002017-06-28T00:00:00-07:002017-13490Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-06-28/pdf/2017-13490.pdfhttps://regulations.justia.com/regulations/fedreg/2017/06/28/2017-13489.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Establish a Swap Margin Segregation Account for the Segregation of Swap Margin With Respect to Deposited Securities2017-06-28T00:00:00-07:002017-06-28T00:00:00-07:002017-13489Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-06-28/pdf/2017-13489.pdfhttps://regulations.justia.com/regulations/fedreg/2017/06/28/2017-13488.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 3, To Amend Section 102.01B of the NYSE Listed Company Manual To Modify the Requirements That Apply to Companies That List Without a Prior Exchange Act Registration and That Are Not Listing in Connection With an Underwritten Initial Public Offering2017-06-28T00:00:00-07:002017-06-28T00:00:00-07:002017-13488Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-06-28/pdf/2017-13488.pdfhttps://regulations.justia.com/regulations/fedreg/2017/06/28/2017-13475.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section III of the Schedule of Fees2017-06-28T00:00:00-07:002017-06-28T00:00:00-07:002017-13475Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-06-28/pdf/2017-13475.pdfhttps://regulations.justia.com/regulations/fedreg/2017/06/28/2017-13474.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Related to Auctions in IEX-Listed Securities, Dissemination of Auction-Related Market Data, and Provisions Governing Trading Halts and Pauses2017-06-28T00:00:00-07:002017-06-28T00:00:00-07:002017-13474Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-06-28/pdf/2017-13474.pdfhttps://regulations.justia.com/regulations/fedreg/2017/06/28/2017-13473.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7014(j)2017-06-28T00:00:00-07:002017-06-28T00:00:00-07:002017-13473Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-06-28/pdf/2017-13473.pdf