Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/06/28?limit=200&registers=between&mode=atom 2024-04-19T10:46:23-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/06/28/2017-13490.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Clarifications and Corrections to the Government Securities Division Rulebook, the Mortgage-Backed Securities Division Clearing Rules and the Mortgage-Backed Securities Division EPN Rules 2017-06-28T00:00:00-07:00 2017-06-28T00:00:00-07:00 2017-13490 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-28/pdf/2017-13490.pdf https://regulations.justia.com/regulations/fedreg/2017/06/28/2017-13489.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Establish a Swap Margin Segregation Account for the Segregation of Swap Margin With Respect to Deposited Securities 2017-06-28T00:00:00-07:00 2017-06-28T00:00:00-07:00 2017-13489 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-28/pdf/2017-13489.pdf https://regulations.justia.com/regulations/fedreg/2017/06/28/2017-13488.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 3, To Amend Section 102.01B of the NYSE Listed Company Manual To Modify the Requirements That Apply to Companies That List Without a Prior Exchange Act Registration and That Are Not Listing in Connection With an Underwritten Initial Public Offering 2017-06-28T00:00:00-07:00 2017-06-28T00:00:00-07:00 2017-13488 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-28/pdf/2017-13488.pdf https://regulations.justia.com/regulations/fedreg/2017/06/28/2017-13475.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section III of the Schedule of Fees 2017-06-28T00:00:00-07:00 2017-06-28T00:00:00-07:00 2017-13475 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-28/pdf/2017-13475.pdf https://regulations.justia.com/regulations/fedreg/2017/06/28/2017-13474.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Related to Auctions in IEX-Listed Securities, Dissemination of Auction-Related Market Data, and Provisions Governing Trading Halts and Pauses 2017-06-28T00:00:00-07:00 2017-06-28T00:00:00-07:00 2017-13474 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-28/pdf/2017-13474.pdf https://regulations.justia.com/regulations/fedreg/2017/06/28/2017-13473.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7014(j) 2017-06-28T00:00:00-07:00 2017-06-28T00:00:00-07:00 2017-13473 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-28/pdf/2017-13473.pdf