Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/06/13?limit=200&registers=between&mode=atom 2020-12-04T04:26:19-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/06/13/2017-12273.html Notice - Sunshine Act Meeting 2017-06-13T00:00:00-07:00 2017-06-13T00:00:00-07:00 2017-12273 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-13/pdf/2017-12273.pdf https://regulations.justia.com/regulations/fedreg/2017/06/13/2017-12157.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes To Adopt the Clearing Agency Stress Testing Framework (Market Risk) 2017-06-13T00:00:00-07:00 2017-06-13T00:00:00-07:00 2017-12157 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-13/pdf/2017-12157.pdf https://regulations.justia.com/regulations/fedreg/2017/06/13/2017-12156.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Amend the Mortgage-Backed Securities Division Rules Concerning Use of Clearing Fund for Losses, Liabilities or Temporary Needs for Funds Incident to the Clearance and Settlement Business and Make Other Related Changes 2017-06-13T00:00:00-07:00 2017-06-13T00:00:00-07:00 2017-12156 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-13/pdf/2017-12156.pdf https://regulations.justia.com/regulations/fedreg/2017/06/13/2017-12155.html Notice - Self-Regulatory Organizations; The Depository Trust Company; National Securities Clearing Corporation; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes, as Modified by Amendments No. 1, To Adopt the Clearing Agency Policy on Capital Requirements and the Clearing Agency Capital Replenishment Plan 2017-06-13T00:00:00-07:00 2017-06-13T00:00:00-07:00 2017-12155 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-13/pdf/2017-12155.pdf https://regulations.justia.com/regulations/fedreg/2017/06/13/2017-12154.html Notice - Self-Regulatory Organizations; The Depository Trust Company; National Securities Clearing Corporation; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes, as Modified by Amendments No. 1, To Adopt the Clearing Agency Liquidity Risk Management Framework 2017-06-13T00:00:00-07:00 2017-06-13T00:00:00-07:00 2017-12154 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-13/pdf/2017-12154.pdf https://regulations.justia.com/regulations/fedreg/2017/06/13/2017-12153.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule To Establish an Options Regulatory Fee (“ORF”) 2017-06-13T00:00:00-07:00 2017-06-13T00:00:00-07:00 2017-12153 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-13/pdf/2017-12153.pdf https://regulations.justia.com/regulations/fedreg/2017/06/13/2017-12152.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Chapter 21 From the ISE Rulebook 2017-06-13T00:00:00-07:00 2017-06-13T00:00:00-07:00 2017-12152 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-13/pdf/2017-12152.pdf https://regulations.justia.com/regulations/fedreg/2017/06/13/2017-12151.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Options Rule 406, Long Term Option Contracts 2017-06-13T00:00:00-07:00 2017-06-13T00:00:00-07:00 2017-12151 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-13/pdf/2017-12151.pdf https://regulations.justia.com/regulations/fedreg/2017/06/13/2017-12140.html Notice - Commission Statement Concerning a Request for an Interpretation as to Whether a Particular Agreement Is a Swap, Security-Based Swap, or Mixed Swap 2017-06-13T00:00:00-07:00 2017-06-13T00:00:00-07:00 2017-12140 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-13/pdf/2017-12140.pdf