Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/06/06?limit=200&registers=between&mode=atom 2021-05-14T15:16:38-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/06/06/2017-11769.html Notice - Sunshine Act Meeting 2017-06-06T00:00:00-07:00 2017-06-06T00:00:00-07:00 2017-11769 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-06/pdf/2017-11769.pdf https://regulations.justia.com/regulations/fedreg/2017/06/06/2017-11612.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7260 by Extending the Penny Pilot Program Through December 31, 2017 2017-06-06T00:00:00-07:00 2017-06-06T00:00:00-07:00 2017-11612 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-06/pdf/2017-11612.pdf https://regulations.justia.com/regulations/fedreg/2017/06/06/2017-11611.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program To Quote and To Trade Certain Options Classes in Penny Increments 2017-06-06T00:00:00-07:00 2017-06-06T00:00:00-07:00 2017-11611 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-06/pdf/2017-11611.pdf https://regulations.justia.com/regulations/fedreg/2017/06/06/2017-11610.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program To Quote and To Trade Certain Options Classes in Penny Increments 2017-06-06T00:00:00-07:00 2017-06-06T00:00:00-07:00 2017-11610 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-06/pdf/2017-11610.pdf https://regulations.justia.com/regulations/fedreg/2017/06/06/2017-11609.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Granting Approval of a Proposed Rule Change To Shorten the Standard Settlement Cycle From Three Business Days After the Trade Date to Two Business Days After the Trade Date 2017-06-06T00:00:00-07:00 2017-06-06T00:00:00-07:00 2017-11609 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-06/pdf/2017-11609.pdf https://regulations.justia.com/regulations/fedreg/2017/06/06/2017-11608.html Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter VI, Section 5 2017-06-06T00:00:00-07:00 2017-06-06T00:00:00-07:00 2017-11608 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-06/pdf/2017-11608.pdf https://regulations.justia.com/regulations/fedreg/2017/06/06/2017-11607.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program To Quote and To Trade Certain Options Classes in Penny Increments 2017-06-06T00:00:00-07:00 2017-06-06T00:00:00-07:00 2017-11607 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-06/pdf/2017-11607.pdf https://regulations.justia.com/regulations/fedreg/2017/06/06/2017-11606.html Notice - Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Bats BZX Exchange, Inc. 2017-06-06T00:00:00-07:00 2017-06-06T00:00:00-07:00 2017-11606 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-06/pdf/2017-11606.pdf https://regulations.justia.com/regulations/fedreg/2017/06/06/2017-11605.html Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Bats EDGX Exchange, Inc. 2017-06-06T00:00:00-07:00 2017-06-06T00:00:00-07:00 2017-11605 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-06/pdf/2017-11605.pdf https://regulations.justia.com/regulations/fedreg/2017/06/06/2017-11604.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Openings in Options Rule 2017-06-06T00:00:00-07:00 2017-06-06T00:00:00-07:00 2017-11604 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-06/pdf/2017-11604.pdf https://regulations.justia.com/regulations/fedreg/2017/06/06/2017-11603.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to ICC's Liquidity Risk Management Framework and ICC's Stress Testing Framework 2017-06-06T00:00:00-07:00 2017-06-06T00:00:00-07:00 2017-11603 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-06/pdf/2017-11603.pdf https://regulations.justia.com/regulations/fedreg/2017/06/06/2017-11580.html Notice - Consolidated Tape Association; Notice of Withdrawal of the Twenty-Second Charges Amendment to the Second Restatement of the CTA Plan and the Thirteenth Charges Amendment to the Restated CQ Plan 2017-06-06T00:00:00-07:00 2017-06-06T00:00:00-07:00 2017-11580 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-06/pdf/2017-11580.pdf https://regulations.justia.com/regulations/fedreg/2017/06/06/2017-11505.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 5735 2017-06-06T00:00:00-07:00 2017-06-06T00:00:00-07:00 2017-11505 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-06/pdf/2017-11505.pdf