Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/05/31?limit=200&registers=between&mode=atom 2021-01-16T08:41:33-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/05/31/2017-11281.html Notice - Sunshine Act Meeting 2017-05-31T00:00:00-07:00 2017-05-31T00:00:00-07:00 2017-11281 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-31/pdf/2017-11281.pdf https://regulations.justia.com/regulations/fedreg/2017/05/31/2017-11178.html Notice - Investor Advisory Committee Meeting 2017-05-31T00:00:00-07:00 2017-05-31T00:00:00-07:00 2017-11178 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-31/pdf/2017-11178.pdf https://regulations.justia.com/regulations/fedreg/2017/05/31/2017-11152.html Notice - Series Portfolios Trust and Highmore Group Advisors, LLC 2017-05-31T00:00:00-07:00 2017-05-31T00:00:00-07:00 2017-11152 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-31/pdf/2017-11152.pdf https://regulations.justia.com/regulations/fedreg/2017/05/31/2017-11151.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the DTC Settlement Service Guide To Make Technical Revisions To Clarify and Provide Enhanced Transparency With Respect to the Calculation and Adjustment of Required Participants Fund Deposits 2017-05-31T00:00:00-07:00 2017-05-31T00:00:00-07:00 2017-11151 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-31/pdf/2017-11151.pdf https://regulations.justia.com/regulations/fedreg/2017/05/31/2017-11150.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Cancel and Replace Rule 2017-05-31T00:00:00-07:00 2017-05-31T00:00:00-07:00 2017-11150 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-31/pdf/2017-11150.pdf https://regulations.justia.com/regulations/fedreg/2017/05/31/2017-11149.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Market-Maker Reports of Executed Orders 2017-05-31T00:00:00-07:00 2017-05-31T00:00:00-07:00 2017-11149 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-31/pdf/2017-11149.pdf https://regulations.justia.com/regulations/fedreg/2017/05/31/2017-11148.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Market-Maker Reports of Executed Orders 2017-05-31T00:00:00-07:00 2017-05-31T00:00:00-07:00 2017-11148 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-31/pdf/2017-11148.pdf https://regulations.justia.com/regulations/fedreg/2017/05/31/2017-11147.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX PEARL Rule 510 To Extend the Penny Pilot Program 2017-05-31T00:00:00-07:00 2017-05-31T00:00:00-07:00 2017-11147 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-31/pdf/2017-11147.pdf https://regulations.justia.com/regulations/fedreg/2017/05/31/2017-11146.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Options Rule 510 To Extend the Penny Pilot Program 2017-05-31T00:00:00-07:00 2017-05-31T00:00:00-07:00 2017-11146 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-31/pdf/2017-11146.pdf https://regulations.justia.com/regulations/fedreg/2017/05/31/2017-11145.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program 2017-05-31T00:00:00-07:00 2017-05-31T00:00:00-07:00 2017-11145 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-31/pdf/2017-11145.pdf https://regulations.justia.com/regulations/fedreg/2017/05/31/2017-11144.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program 2017-05-31T00:00:00-07:00 2017-05-31T00:00:00-07:00 2017-11144 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-31/pdf/2017-11144.pdf https://regulations.justia.com/regulations/fedreg/2017/05/31/2017-11143.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Certain Appendix B Web Site Publication Requirements Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program 2017-05-31T00:00:00-07:00 2017-05-31T00:00:00-07:00 2017-11143 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-31/pdf/2017-11143.pdf https://regulations.justia.com/regulations/fedreg/2017/05/31/2017-11142.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Amending NYSE Rule 36 and NYSE MKT Rule 36-Equities To Permit Exchange Floor Brokers To Use Non-Exchange Provided Telephones on the Floor 2017-05-31T00:00:00-07:00 2017-05-31T00:00:00-07:00 2017-11142 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-31/pdf/2017-11142.pdf https://regulations.justia.com/regulations/fedreg/2017/05/31/2017-11141.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC; NYSE National, Inc.; Order Approving Proposed Rule Changes To Amend the Certificate and Bylaws of Their Ultimate Parent Company, Intercontinental Exchange, Inc. 2017-05-31T00:00:00-07:00 2017-05-31T00:00:00-07:00 2017-11141 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-31/pdf/2017-11141.pdf