Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/05/24?limit=200®isters=between&mode=atom2024-04-18T15:50:58-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10694.htmlNotice - Sunshine Act Meeting; Date and Time Change2017-05-24T00:00:00-07:002017-05-24T00:00:00-07:002017-10694Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10694.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10620.htmlNotice - Submission for OMB Review; Comment Request2017-05-24T00:00:00-07:002017-05-24T00:00:00-07:002017-10620Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10620.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10619.htmlNotice - Submission for OMB Review; Comment Request2017-05-24T00:00:00-07:002017-05-24T00:00:00-07:002017-10619Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10619.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10618.htmlNotice - Proposed Collection; Comment Request2017-05-24T00:00:00-07:002017-05-24T00:00:00-07:002017-10618Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10618.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10617.htmlNotice - Submission for OMB Review; Comment Request2017-05-24T00:00:00-07:002017-05-24T00:00:00-07:002017-10617Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10617.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10596.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Tier Size Pilot of Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities)2017-05-24T00:00:00-07:002017-05-24T00:00:00-07:002017-10596Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10596.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10595.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Section IV of the MRX Fee Schedule2017-05-24T00:00:00-07:002017-05-24T00:00:00-07:002017-10595Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10595.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10594.htmlNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Section XIV2017-05-24T00:00:00-07:002017-05-24T00:00:00-07:002017-10594Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10594.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10593.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX PEARL Rules 503 and 5152017-05-24T00:00:00-07:002017-05-24T00:00:00-07:002017-10593Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10593.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10592.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 103B-Equities2017-05-24T00:00:00-07:002017-05-24T00:00:00-07:002017-10592Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10592.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10590.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Schedule of Fees To Offer the Historical GEMX Open/Close Trade Profile2017-05-24T00:00:00-07:002017-05-24T00:00:00-07:002017-10590Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10590.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10589.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the BOX Fee Schedule To Adopt a Fee Schedule To Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail2017-05-24T00:00:00-07:002017-05-24T00:00:00-07:002017-10589Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10589.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10587.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, To Adopt Rules for an Open-Outcry Trading Floor2017-05-24T00:00:00-07:002017-05-24T00:00:00-07:002017-10587Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10587.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10586.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Suspend the Implementation of QCC With Stock Order Functionality Upon Migration to INET2017-05-24T00:00:00-07:002017-05-24T00:00:00-07:002017-10586Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10586.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10585.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for Government Securities Division CCIT Members, and Netting Members That Engage in CCIT Transactions2017-05-24T00:00:00-07:002017-05-24T00:00:00-07:002017-10585Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10585.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10584.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change to the Mortgage-Backed Securities Division Clearing Rules Regarding Fixed Income Clearing Corporation's (1) Time of Novation, (2) Treatment of Itself as the Settlement Counterparty for Certain Transaction Types, and (3) Proposal To Implement New Processes To Promote Operational Efficiencies for Its Clearing Members2017-05-24T00:00:00-07:002017-05-24T00:00:00-07:002017-10584Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10584.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10583.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Section X of the ISE Fee Schedule2017-05-24T00:00:00-07:002017-05-24T00:00:00-07:002017-10583Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10583.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10582.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change to Bats BZX Rule 14.13, Company Listing Fees, and to the Bats BZX Fee Schedule2017-05-24T00:00:00-07:002017-05-24T00:00:00-07:002017-10582Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10582.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10581.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Section VI of the GEMX Fee Schedule2017-05-24T00:00:00-07:002017-05-24T00:00:00-07:002017-10581Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10581.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10578.htmlNotice - The Mexico Equity & Income Fund, Inc. and Pichardo Asset Management, S.A. de C.V.2017-05-24T00:00:00-07:002017-05-24T00:00:00-07:002017-10578Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10578.pdf