Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/05/17?limit=200&registers=between&mode=atom 2021-05-12T23:08:46-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09983.html Notice - RiverNorth DoubleLine Strategic Opportunity Fund, Inc. and RiverNorth Capital Management LLC 2017-05-17T00:00:00-07:00 2017-05-17T00:00:00-07:00 2017-09983 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09983.pdf https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09935.html Notice - Self-Regulatory Organizations; LCH SA; Notice of Proposed Rule Change, as modified by Amendment No. 1 Thereto, To Add Rules Related to the Clearing of CDX.NA.HY CDS 2017-05-17T00:00:00-07:00 2017-05-17T00:00:00-07:00 2017-09935 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09935.pdf https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09934.html Notice - Aspiriant Trust, et al. 2017-05-17T00:00:00-07:00 2017-05-17T00:00:00-07:00 2017-09934 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09934.pdf https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09933.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Schedule of Fees and Charges for Exchange Services 2017-05-17T00:00:00-07:00 2017-05-17T00:00:00-07:00 2017-09933 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09933.pdf https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09932.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the VanEck Vectors AMT-Free National Municipal Index ETF of VanEck Vectors ETF Trust Under BZX Rule 14.11(c)(4) 2017-05-17T00:00:00-07:00 2017-05-17T00:00:00-07:00 2017-09932 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09932.pdf https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09931.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Qualified Contingent Cross Orders 2017-05-17T00:00:00-07:00 2017-05-17T00:00:00-07:00 2017-09931 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09931.pdf https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09930.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 3317 To Modify the Date of Appendix B Web Site Data Publication 2017-05-17T00:00:00-07:00 2017-05-17T00:00:00-07:00 2017-09930 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09930.pdf https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09929.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 519C 2017-05-17T00:00:00-07:00 2017-05-17T00:00:00-07:00 2017-09929 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09929.pdf https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09928.html Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fees for Use on the Exchange's Equity Options Platform 2017-05-17T00:00:00-07:00 2017-05-17T00:00:00-07:00 2017-09928 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09928.pdf https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09927.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, Regarding Investments of the Janus Short Duration Income ETF Listed Under NYSE Arca Equities Rule 8.600 2017-05-17T00:00:00-07:00 2017-05-17T00:00:00-07:00 2017-09927 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09927.pdf https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09926.html Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4770 To Modify the Date of Appendix B Web Site Data Publication 2017-05-17T00:00:00-07:00 2017-05-17T00:00:00-07:00 2017-09926 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09926.pdf https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09925.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4770 To Modify the Date of Appendix B Web Site Data Publication 2017-05-17T00:00:00-07:00 2017-05-17T00:00:00-07:00 2017-09925 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09925.pdf https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09924.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Quoting Bandwidth Allowance 2017-05-17T00:00:00-07:00 2017-05-17T00:00:00-07:00 2017-09924 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09924.pdf https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09923.html Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees 2017-05-17T00:00:00-07:00 2017-05-17T00:00:00-07:00 2017-09923 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09923.pdf