Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/05/11?limit=200&registers=between&mode=atom 2021-01-28T00:42:02-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/05/11/2017-09585.html Notice - Proposed Collection; Comment Request 2017-05-11T00:00:00-07:00 2017-05-11T00:00:00-07:00 2017-09585 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-11/pdf/2017-09585.pdf https://regulations.justia.com/regulations/fedreg/2017/05/11/2017-09584.html Notice - Submission for OMB Review; Comment Request 2017-05-11T00:00:00-07:00 2017-05-11T00:00:00-07:00 2017-09584 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-11/pdf/2017-09584.pdf https://regulations.justia.com/regulations/fedreg/2017/05/11/2017-09583.html Notice - Proposed Collection; Comment Request 2017-05-11T00:00:00-07:00 2017-05-11T00:00:00-07:00 2017-09583 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-11/pdf/2017-09583.pdf https://regulations.justia.com/regulations/fedreg/2017/05/11/2017-09582.html Notice - Submission for OMB Review; Comment Request 2017-05-11T00:00:00-07:00 2017-05-11T00:00:00-07:00 2017-09582 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-11/pdf/2017-09582.pdf https://regulations.justia.com/regulations/fedreg/2017/05/11/2017-09532.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Amending Rule 968NY To Make Permanent a Program That Allows Cabinet Trade Transactions To Take Place at a Price Below $1 Per Option Contract 2017-05-11T00:00:00-07:00 2017-05-11T00:00:00-07:00 2017-09532 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-11/pdf/2017-09532.pdf https://regulations.justia.com/regulations/fedreg/2017/05/11/2017-09531.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Amending Rule 6.80 To Make Permanent a Program That Allows Cabinet Trade Transactions To Take Place at a Price Below $1 Per Option Contract 2017-05-11T00:00:00-07:00 2017-05-11T00:00:00-07:00 2017-09531 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-11/pdf/2017-09531.pdf https://regulations.justia.com/regulations/fedreg/2017/05/11/2017-09530.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 2, 3, and 4, to List and Trade Shares of the Gabelli Small Cap Growth Fund and the Gabelli RBI Fund Under Nasdaq Rule 5745 2017-05-11T00:00:00-07:00 2017-05-11T00:00:00-07:00 2017-09530 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-11/pdf/2017-09530.pdf https://regulations.justia.com/regulations/fedreg/2017/05/11/2017-09529.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Order Quoting 2017-05-11T00:00:00-07:00 2017-05-11T00:00:00-07:00 2017-09529 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-11/pdf/2017-09529.pdf https://regulations.justia.com/regulations/fedreg/2017/05/11/2017-09528.html Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.15 of Bats BYX Exchange, Inc. To Authorize the Exchange To Share a User's Risk Settings With the Clearing Member That Clears Transactions on Behalf of the User 2017-05-11T00:00:00-07:00 2017-05-11T00:00:00-07:00 2017-09528 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-11/pdf/2017-09528.pdf https://regulations.justia.com/regulations/fedreg/2017/05/11/2017-09527.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.15 of Bats BZX Exchange, Inc. To Authorize the Exchange To Share a User's Risk Settings With the Clearing Member That Clears Transactions on Behalf of the User 2017-05-11T00:00:00-07:00 2017-05-11T00:00:00-07:00 2017-09527 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-11/pdf/2017-09527.pdf https://regulations.justia.com/regulations/fedreg/2017/05/11/2017-09526.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Withdrawal of a Proposed Rule Change To Add New MSRB Rule G-49, on Transactions Below the Minimum Denomination of an Issue, to the Rules of the MSRB, and To Rescind Paragraph (f), on Minimum Denominations, From MSRB Rule G-15 2017-05-11T00:00:00-07:00 2017-05-11T00:00:00-07:00 2017-09526 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-11/pdf/2017-09526.pdf https://regulations.justia.com/regulations/fedreg/2017/05/11/2017-09525.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Related to Complex Orders 2017-05-11T00:00:00-07:00 2017-05-11T00:00:00-07:00 2017-09525 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-11/pdf/2017-09525.pdf https://regulations.justia.com/regulations/fedreg/2017/05/11/2017-09524.html Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.13 of Bats EDGA Exchange, Inc. To Authorize the Exchange To Share a User's Risk Settings With the Clearing Firm That Clears Transactions on Behalf of the User 2017-05-11T00:00:00-07:00 2017-05-11T00:00:00-07:00 2017-09524 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-11/pdf/2017-09524.pdf https://regulations.justia.com/regulations/fedreg/2017/05/11/2017-09523.html Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.13 of Bats EDGX Exchange, Inc. To Authorize the Exchange To Share a User's Risk Settings With the Clearing Firm That Clears Transactions on Behalf of the User 2017-05-11T00:00:00-07:00 2017-05-11T00:00:00-07:00 2017-09523 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-11/pdf/2017-09523.pdf https://regulations.justia.com/regulations/fedreg/2017/05/11/2017-09522.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of Direxion Daily Crude Oil Bull 3x Shares and Direxion Daily Crude Oil Bear 3x Shares Under NYSE Arca Equities Rule 8.200 2017-05-11T00:00:00-07:00 2017-05-11T00:00:00-07:00 2017-09522 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-11/pdf/2017-09522.pdf