<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/05/05?registers=between Wed, 01 May 2024 07:19:47 -0700 Wed, 01 May 2024 07:19:47 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/05/05?registers=between Notice - Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to Alpha Architect Value Momentum Trend ETF Pursuant to Exchange Act Rule 10b-17(b)(2) and Rules 101(d) and 102(e) of Regulation M https://regulations.justia.com/regulations/fedreg/2017/05/05/2017-09080.html https://regulations.justia.com/regulations/fedreg/2017/05/05/2017-09080.html Fri, 05 May 2017 00:00:00 -0700 2017-09080 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-05/pdf/2017-09080.pdf Notice - ClearShares, LLC et al. https://regulations.justia.com/regulations/fedreg/2017/05/05/2017-09065.html https://regulations.justia.com/regulations/fedreg/2017/05/05/2017-09065.html Fri, 05 May 2017 00:00:00 -0700 2017-09065 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-05/pdf/2017-09065.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing of a Proposed Rule Change To Amend MIAX Options Rule 515A, MIAX Price Improvement Mechanism (“PRIME”) and PRIME Solicitation Mechanism https://regulations.justia.com/regulations/fedreg/2017/05/05/2017-09062.html https://regulations.justia.com/regulations/fedreg/2017/05/05/2017-09062.html Fri, 05 May 2017 00:00:00 -0700 2017-09062 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-05/pdf/2017-09062.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Quote Mitigation https://regulations.justia.com/regulations/fedreg/2017/05/05/2017-09061.html https://regulations.justia.com/regulations/fedreg/2017/05/05/2017-09061.html Fri, 05 May 2017 00:00:00 -0700 2017-09061 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-05/pdf/2017-09061.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the CDS End-of-Day Price Discovery Policy https://regulations.justia.com/regulations/fedreg/2017/05/05/2017-09060.html https://regulations.justia.com/regulations/fedreg/2017/05/05/2017-09060.html Fri, 05 May 2017 00:00:00 -0700 2017-09060 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-05/pdf/2017-09060.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Expand the Types of Entities That Are Eligible To Participate in Fixed Income Clearing Corporation as Sponsored Members and Make Other Changes https://regulations.justia.com/regulations/fedreg/2017/05/05/2017-09059.html https://regulations.justia.com/regulations/fedreg/2017/05/05/2017-09059.html Fri, 05 May 2017 00:00:00 -0700 2017-09059 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-05/pdf/2017-09059.pdf