Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/05/03?limit=200®isters=between&mode=atom2024-04-23T22:02:54-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2017/05/03/2017-08907.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Implement the Capped Contingency Liquidity Facility in the Government Securities Division Rulebook2017-05-03T00:00:00-07:002017-05-03T00:00:00-07:002017-08907Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-03/pdf/2017-08907.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/03/2017-08904.htmlNotice - Commonwealth Annuity and Life Insurance Company, et al.2017-05-03T00:00:00-07:002017-05-03T00:00:00-07:002017-08904Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-03/pdf/2017-08904.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/03/2017-08903.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of No Objection To Advance Notice Filing To Establish the Centrally Cleared Institutional Triparty Service and Make Other Changes2017-05-03T00:00:00-07:002017-05-03T00:00:00-07:002017-08903Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-03/pdf/2017-08903.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/03/2017-08902.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend IEX Rule 16.135 To Adopt Generic Listing Standards for Managed Fund Shares2017-05-03T00:00:00-07:002017-05-03T00:00:00-07:002017-08902Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-03/pdf/2017-08902.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/03/2017-08901.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an Annual Fee Cap for Acquisition Companies2017-05-03T00:00:00-07:002017-05-03T00:00:00-07:002017-08901Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-03/pdf/2017-08901.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/03/2017-08900.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the Franklin Liberty Intermediate Municipal Opportunities ETF and Franklin Liberty Municipal Bond ETF Under NYSE Arca Equities Rule 8.6002017-05-03T00:00:00-07:002017-05-03T00:00:00-07:002017-08900Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-03/pdf/2017-08900.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/03/2017-08899.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To List and Trade the Guggenheim Limited Duration ETF2017-05-03T00:00:00-07:002017-05-03T00:00:00-07:002017-08899Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-03/pdf/2017-08899.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/03/2017-08892.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection To Advance Notice Filing Concerning the Options Clearing Corporation's Enhancements to OCC's Stock Loan Programs2017-05-03T00:00:00-07:002017-05-03T00:00:00-07:002017-08892Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-03/pdf/2017-08892.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/03/2017-08891.htmlNotice - Order Granting Application by New York Stock Exchange LLC, NYSE MKT LLC, NYSE Arca, Inc., and NYSE National, Inc., Respectively, for a Conditional Exemption Pursuant to Section 36(a) of the Exchange Act From Certain Requirements of Rule 6a-2 Under the Exchange Act2017-05-03T00:00:00-07:002017-05-03T00:00:00-07:002017-08891Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-03/pdf/2017-08891.pdf