Securities and Exchange Commission April 12, 2017 – Federal Register Recent Federal Regulation Documents

Results 1 - 15 of 15
Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and BOX Options Exchange LLC
Document Number: 2017-07311
Type: Notice
Date: 2017-04-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07311.html
Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Date of Its Functionality Relating to Orders With Midpoint Pegging
Document Number: 2017-07309
Type: Notice
Date: 2017-04-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07309.html
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Date of Its Functionality Relating to Midpoint Peg Post-Only Orders and Orders With Midpoint Pegging
Document Number: 2017-07308
Type: Notice
Date: 2017-04-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07308.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Renew Nonstandard Expirations Pilot Program
Document Number: 2017-07307
Type: Notice
Date: 2017-04-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07307.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the SPXPM Pilot Program
Document Number: 2017-07306
Type: Notice
Date: 2017-04-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07306.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Related to Rule 24.9(e)
Document Number: 2017-07305
Type: Notice
Date: 2017-04-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07305.html
Self-Regulatory Organizations: MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX PEARL Rules 504 and 516
Document Number: 2017-07304
Type: Notice
Date: 2017-04-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07304.html
Proposed Collection; Comment Request
Document Number: 2017-07303
Type: Notice
Date: 2017-04-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07303.html
Proposed Collection; Comment Request
Document Number: 2017-07302
Type: Notice
Date: 2017-04-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07302.html
Proposed Collection; Comment Request
Document Number: 2017-07301
Type: Notice
Date: 2017-04-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07301.html
Proposed Collection; Comment Request
Document Number: 2017-07300
Type: Notice
Date: 2017-04-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07300.html
Proposed Collection; Comment Request
Document Number: 2017-07299
Type: Notice
Date: 2017-04-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07299.html
Proposed Collection; Comment Request
Document Number: 2017-07298
Type: Notice
Date: 2017-04-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07298.html
Proposed Collection; Comment Request
Document Number: 2017-07297
Type: Notice
Date: 2017-04-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07297.html
Inflation Adjustments and Other Technical Amendments Under Titles I and III of the Jobs Act
Document Number: 2017-06797
Type: Rule
Date: 2017-04-12
Agency: Securities and Exchange Commission, Agencies and Commissions
We are adopting technical amendments to conform several rules and forms to amendments made to the Securities Act of 1933 (``Securities Act'') and the Securities Exchange Act of 1934 (``Exchange Act'') by Title I of the Jumpstart Our Business Startups (``JOBS'') Act. To effectuate inflation adjustments required under Title I and Title III of the JOBS Act, we are also adopting new rules that include an inflation-adjusted threshold in the definition of the term ``emerging growth company'' as well as amendments to adjust the dollar amounts in Regulation Crowdfunding.
https://regulations.justia.com/regulations/fedreg/2017/04/12/2017-06797.html
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.