Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/04/04?limit=200&registers=between&mode=atom 2021-10-19T22:59:45-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/04/04/2017-06691.html Notice - Sunshine Act Meeting 2017-04-04T00:00:00-07:00 2017-04-04T00:00:00-07:00 2017-06691 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-04/pdf/2017-06691.pdf https://regulations.justia.com/regulations/fedreg/2017/04/04/2017-06690.html Notice - Sunshine Act Meeting 2017-04-04T00:00:00-07:00 2017-04-04T00:00:00-07:00 2017-06690 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-04/pdf/2017-06690.pdf https://regulations.justia.com/regulations/fedreg/2017/04/04/2017-06571.html Notice - Order Granting Application by C2 Options Exchange, Incorporated for an Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Rules Incorporated by Reference 2017-04-04T00:00:00-07:00 2017-04-04T00:00:00-07:00 2017-06571 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-04/pdf/2017-06571.pdf https://regulations.justia.com/regulations/fedreg/2017/04/04/2017-06570.html Notice - Order Granting Application by MIAX PEARL, LLC for an Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Rules Incorporated by Reference 2017-04-04T00:00:00-07:00 2017-04-04T00:00:00-07:00 2017-06570 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-04/pdf/2017-06570.pdf https://regulations.justia.com/regulations/fedreg/2017/04/04/2017-06569.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt New Equities Trading Rules To Transition Trading on the Exchange From a Floor Based Market With a Parity Allocation Model to Fully Automated Price-Time Priority Model on the Exchange's New Trading Technology Platform, Pillar 2017-04-04T00:00:00-07:00 2017-04-04T00:00:00-07:00 2017-06569 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-04/pdf/2017-06569.pdf https://regulations.justia.com/regulations/fedreg/2017/04/04/2017-06568.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to Market Makers Applicable When the Exchange Transitions Trading to Pillar, the Exchange's New Trading Technology Platform 2017-04-04T00:00:00-07:00 2017-04-04T00:00:00-07:00 2017-06568 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-04/pdf/2017-06568.pdf https://regulations.justia.com/regulations/fedreg/2017/04/04/2017-06567.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Amending Rule 98 2017-04-04T00:00:00-07:00 2017-04-04T00:00:00-07:00 2017-06567 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-04/pdf/2017-06567.pdf https://regulations.justia.com/regulations/fedreg/2017/04/04/2017-06566.html Notice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct Typographical Errors in SR-IEX-2017-06 2017-04-04T00:00:00-07:00 2017-04-04T00:00:00-07:00 2017-06566 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-04/pdf/2017-06566.pdf https://regulations.justia.com/regulations/fedreg/2017/04/04/2017-06565.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Approving Proposed Rule Change To Amend Rule 925.1NY Regarding Market Maker Quotations, Including To Adopt a Market Maker Light Only Quotation 2017-04-04T00:00:00-07:00 2017-04-04T00:00:00-07:00 2017-06565 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-04/pdf/2017-06565.pdf https://regulations.justia.com/regulations/fedreg/2017/04/04/2017-06564.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change To Amend Rule 6.37B Regarding Market Maker Quotations, Including To Adopt a Market Maker Light Only Quotation 2017-04-04T00:00:00-07:00 2017-04-04T00:00:00-07:00 2017-06564 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-04/pdf/2017-06564.pdf https://regulations.justia.com/regulations/fedreg/2017/04/04/2017-06563.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Reporting Duties 2017-04-04T00:00:00-07:00 2017-04-04T00:00:00-07:00 2017-06563 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-04/pdf/2017-06563.pdf https://regulations.justia.com/regulations/fedreg/2017/04/04/2017-06562.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change to Rule G-3, on Professional Qualification Requirements, and Rule G-8, on Books and Records, To Establish Continuing Education Requirements for Municipal Advisors and Accompanying Recordkeeping Requirements 2017-04-04T00:00:00-07:00 2017-04-04T00:00:00-07:00 2017-06562 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-04/pdf/2017-06562.pdf https://regulations.justia.com/regulations/fedreg/2017/04/04/2017-06561.html Notice - Self-Regulatory Organizations; ISE Mercury, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Rename the Exchange as Nasdaq MRX, LLC 2017-04-04T00:00:00-07:00 2017-04-04T00:00:00-07:00 2017-06561 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-04/pdf/2017-06561.pdf https://regulations.justia.com/regulations/fedreg/2017/04/04/2017-06560.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Rename the Exchange as Nasdaq ISE, LLC 2017-04-04T00:00:00-07:00 2017-04-04T00:00:00-07:00 2017-06560 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-04/pdf/2017-06560.pdf