Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/04/03?limit=200&registers=between&mode=atom 2024-05-01T16:01:45-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/04/03/2017-06443.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice Concerning Enhancements to OCC's Stock Loan Programs 2017-04-03T00:00:00-07:00 2017-04-03T00:00:00-07:00 2017-06443 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-03/pdf/2017-06443.pdf https://regulations.justia.com/regulations/fedreg/2017/04/03/2017-06442.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Private Placement Filer Form Under FINRA Rules 5122 and 5123 2017-04-03T00:00:00-07:00 2017-04-03T00:00:00-07:00 2017-06442 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-03/pdf/2017-06442.pdf https://regulations.justia.com/regulations/fedreg/2017/04/03/2017-06441.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Disapproving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the SolidX Bitcoin Trust Under NYSE Arca Equities Rule 8.201 2017-04-03T00:00:00-07:00 2017-04-03T00:00:00-07:00 2017-06441 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-03/pdf/2017-06441.pdf https://regulations.justia.com/regulations/fedreg/2017/04/03/2017-06440.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To Revise Liquidity Thresholds for Euro Denominated Products 2017-04-03T00:00:00-07:00 2017-04-03T00:00:00-07:00 2017-06440 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-03/pdf/2017-06440.pdf