<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/03?registers=between&min-day=1&max-day=31 Wed, 22 May 2024 22:51:14 -0700 Wed, 22 May 2024 22:51:14 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/03?registers=between&min-day=1&max-day=31 Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation of Functionality Associated With Stock-Option Orders https://regulations.justia.com/regulations/fedreg/2017/03/31/2017-06334.html https://regulations.justia.com/regulations/fedreg/2017/03/31/2017-06334.html Fri, 31 Mar 2017 00:00:00 -0700 2017-06334 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-31/pdf/2017-06334.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To List and Trade Exchange-Traded Managed Funds https://regulations.justia.com/regulations/fedreg/2017/03/31/2017-06333.html https://regulations.justia.com/regulations/fedreg/2017/03/31/2017-06333.html Fri, 31 Mar 2017 00:00:00 -0700 2017-06333 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-31/pdf/2017-06333.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Section 102.01B of the NYSE Listed Company Manual To Modify the Requirements That Apply to Companies That List Without a Prior Exchange Act Registration and That Are Not Listing in Connection With an Underwritten Initial Public Offering https://regulations.justia.com/regulations/fedreg/2017/03/31/2017-06332.html https://regulations.justia.com/regulations/fedreg/2017/03/31/2017-06332.html Fri, 31 Mar 2017 00:00:00 -0700 2017-06332 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-31/pdf/2017-06332.pdf Rule - Adoption of Updated EDGAR Filer Manual https://regulations.justia.com/regulations/fedreg/2017/03/31/2017-06290.html https://regulations.justia.com/regulations/fedreg/2017/03/31/2017-06290.html Fri, 31 Mar 2017 00:00:00 -0700 2017-06290 Rule https://www.gpo.gov/fdsys/pkg/FR-2017-03-31/pdf/2017-06290.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Partial Amendment No. 4 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 Through 4, To Amend the Co-Location Services Offered by the Exchange To Add Certain Access and Connectivity Fees https://regulations.justia.com/regulations/fedreg/2017/03/30/2017-06258.html https://regulations.justia.com/regulations/fedreg/2017/03/30/2017-06258.html Thu, 30 Mar 2017 00:00:00 -0700 2017-06258 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-30/pdf/2017-06258.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc; Notice of Filing of Partial Amendment No. 4 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 Through 4, To Amend the Co-Location Services Offered by the Exchange To Add Certain Access and Connectivity Fees https://regulations.justia.com/regulations/fedreg/2017/03/30/2017-06257.html https://regulations.justia.com/regulations/fedreg/2017/03/30/2017-06257.html Thu, 30 Mar 2017 00:00:00 -0700 2017-06257 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-30/pdf/2017-06257.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Partial Amendment No. 4 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 Through 4, To Amend the Co-Location Services Offered by the Exchange To Add Certain Access and Connectivity Fees https://regulations.justia.com/regulations/fedreg/2017/03/30/2017-06256.html https://regulations.justia.com/regulations/fedreg/2017/03/30/2017-06256.html Thu, 30 Mar 2017 00:00:00 -0700 2017-06256 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-30/pdf/2017-06256.pdf Notice - Transamerica Life Insurance Company, et al. https://regulations.justia.com/regulations/fedreg/2017/03/30/2017-06247.html https://regulations.justia.com/regulations/fedreg/2017/03/30/2017-06247.html Thu, 30 Mar 2017 00:00:00 -0700 2017-06247 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-30/pdf/2017-06247.pdf Notice - Transamerica Advisors Life Insurance Company, et al. https://regulations.justia.com/regulations/fedreg/2017/03/30/2017-06246.html https://regulations.justia.com/regulations/fedreg/2017/03/30/2017-06246.html Thu, 30 Mar 2017 00:00:00 -0700 2017-06246 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-30/pdf/2017-06246.pdf Notice - Transamerica Life Insurance Company, et al. https://regulations.justia.com/regulations/fedreg/2017/03/30/2017-06245.html https://regulations.justia.com/regulations/fedreg/2017/03/30/2017-06245.html Thu, 30 Mar 2017 00:00:00 -0700 2017-06245 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-30/pdf/2017-06245.pdf Notice - Transamerica Financial Life Insurance Company, et al. https://regulations.justia.com/regulations/fedreg/2017/03/30/2017-06244.html https://regulations.justia.com/regulations/fedreg/2017/03/30/2017-06244.html Thu, 30 Mar 2017 00:00:00 -0700 2017-06244 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-30/pdf/2017-06244.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Section VII(A) https://regulations.justia.com/regulations/fedreg/2017/03/30/2017-06243.html https://regulations.justia.com/regulations/fedreg/2017/03/30/2017-06243.html Thu, 30 Mar 2017 00:00:00 -0700 2017-06243 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-30/pdf/2017-06243.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Revise the ICE Clear Europe Clearing Rules Relating to the Application of Default Provisions in the Event of a Resolution Proceeding https://regulations.justia.com/regulations/fedreg/2017/03/30/2017-06242.html https://regulations.justia.com/regulations/fedreg/2017/03/30/2017-06242.html Thu, 30 Mar 2017 00:00:00 -0700 2017-06242 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-30/pdf/2017-06242.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Establish the Centrally Cleared Institutional Triparty Service and Make Other Changes https://regulations.justia.com/regulations/fedreg/2017/03/30/2017-06241.html https://regulations.justia.com/regulations/fedreg/2017/03/30/2017-06241.html Thu, 30 Mar 2017 00:00:00 -0700 2017-06241 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-30/pdf/2017-06241.pdf Rule - Securities Transaction Settlement Cycle https://regulations.justia.com/regulations/fedreg/2017/03/29/2017-06037.html https://regulations.justia.com/regulations/fedreg/2017/03/29/2017-06037.html Wed, 29 Mar 2017 00:00:00 -0700 2017-06037 Rule https://www.gpo.gov/fdsys/pkg/FR-2017-03-29/pdf/2017-06037.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2017/03/28/2017-06152.html https://regulations.justia.com/regulations/fedreg/2017/03/28/2017-06152.html Tue, 28 Mar 2017 00:00:00 -0700 2017-06152 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-28/pdf/2017-06152.pdf Notice - Spinnaker ETF Trust, et al. https://regulations.justia.com/regulations/fedreg/2017/03/28/2017-06085.html https://regulations.justia.com/regulations/fedreg/2017/03/28/2017-06085.html Tue, 28 Mar 2017 00:00:00 -0700 2017-06085 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-28/pdf/2017-06085.pdf Notice - AB Bond Fund, Inc., et al. https://regulations.justia.com/regulations/fedreg/2017/03/28/2017-06084.html https://regulations.justia.com/regulations/fedreg/2017/03/28/2017-06084.html Tue, 28 Mar 2017 00:00:00 -0700 2017-06084 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-28/pdf/2017-06084.pdf Notice - Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Twenty-Second Charges Amendment to the Second Restatement of the CTA Plan and the Thirteenth Charges Amendment to the Restated CQ Plan https://regulations.justia.com/regulations/fedreg/2017/03/28/2017-06083.html https://regulations.justia.com/regulations/fedreg/2017/03/28/2017-06083.html Tue, 28 Mar 2017 00:00:00 -0700 2017-06083 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-28/pdf/2017-06083.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Rule 6.15 https://regulations.justia.com/regulations/fedreg/2017/03/28/2017-06055.html https://regulations.justia.com/regulations/fedreg/2017/03/28/2017-06055.html Tue, 28 Mar 2017 00:00:00 -0700 2017-06055 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-28/pdf/2017-06055.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to the Listing and Trading of Shares of the Bitcoin Investment Trust Under NYSE Arca Equities Rule 8.201 https://regulations.justia.com/regulations/fedreg/2017/03/28/2017-06054.html https://regulations.justia.com/regulations/fedreg/2017/03/28/2017-06054.html Tue, 28 Mar 2017 00:00:00 -0700 2017-06054 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-28/pdf/2017-06054.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1, 3, and 4 Thereto, To List and Trade Shares of the ProShares UltraPro 3x Crude Oil ETF and ProShares UltraPro 3x Short Crude Oil ETF Under NYSE Arca Equities Rule 8.200 https://regulations.justia.com/regulations/fedreg/2017/03/28/2017-06053.html https://regulations.justia.com/regulations/fedreg/2017/03/28/2017-06053.html Tue, 28 Mar 2017 00:00:00 -0700 2017-06053 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-28/pdf/2017-06053.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MDX Fees Schedule https://regulations.justia.com/regulations/fedreg/2017/03/27/2017-05922.html https://regulations.justia.com/regulations/fedreg/2017/03/27/2017-05922.html Mon, 27 Mar 2017 00:00:00 -0700 2017-05922 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-27/pdf/2017-05922.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors https://regulations.justia.com/regulations/fedreg/2017/03/27/2017-05921.html https://regulations.justia.com/regulations/fedreg/2017/03/27/2017-05921.html Mon, 27 Mar 2017 00:00:00 -0700 2017-05921 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-27/pdf/2017-05921.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Organizational Documents, Company Guide, Price List, Fee Schedules, Independence Policy and Rules To Change the Name of the Exchange to NYSE American LLC https://regulations.justia.com/regulations/fedreg/2017/03/27/2017-05920.html https://regulations.justia.com/regulations/fedreg/2017/03/27/2017-05920.html Mon, 27 Mar 2017 00:00:00 -0700 2017-05920 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-27/pdf/2017-05920.pdf Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Shorten the Settlement Cycle From T+3 to T+2 https://regulations.justia.com/regulations/fedreg/2017/03/27/2017-05919.html https://regulations.justia.com/regulations/fedreg/2017/03/27/2017-05919.html Mon, 27 Mar 2017 00:00:00 -0700 2017-05919 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-27/pdf/2017-05919.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services https://regulations.justia.com/regulations/fedreg/2017/03/27/2017-05918.html https://regulations.justia.com/regulations/fedreg/2017/03/27/2017-05918.html Mon, 27 Mar 2017 00:00:00 -0700 2017-05918 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-27/pdf/2017-05918.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2017/03/24/2017-05880.html https://regulations.justia.com/regulations/fedreg/2017/03/24/2017-05880.html Fri, 24 Mar 2017 00:00:00 -0700 2017-05880 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-24/pdf/2017-05880.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Complex Orders https://regulations.justia.com/regulations/fedreg/2017/03/24/2017-05854.html https://regulations.justia.com/regulations/fedreg/2017/03/24/2017-05854.html Fri, 24 Mar 2017 00:00:00 -0700 2017-05854 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-24/pdf/2017-05854.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Establish a Sub-Account for Use With the DTCC Euroclear Global Collateral Ltd Collateral Management Service and Provide for the Authorization of a Representative To Receive Information About the Sub-Account https://regulations.justia.com/regulations/fedreg/2017/03/24/2017-05853.html https://regulations.justia.com/regulations/fedreg/2017/03/24/2017-05853.html Fri, 24 Mar 2017 00:00:00 -0700 2017-05853 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-24/pdf/2017-05853.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to Complex Orders https://regulations.justia.com/regulations/fedreg/2017/03/24/2017-05852.html https://regulations.justia.com/regulations/fedreg/2017/03/24/2017-05852.html Fri, 24 Mar 2017 00:00:00 -0700 2017-05852 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-24/pdf/2017-05852.pdf Notice - Advent/Claymore Enhanced Growth & Income Fund https://regulations.justia.com/regulations/fedreg/2017/03/24/2017-05850.html https://regulations.justia.com/regulations/fedreg/2017/03/24/2017-05850.html Fri, 24 Mar 2017 00:00:00 -0700 2017-05850 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-24/pdf/2017-05850.pdf Notice - Investment Managers Series Trust II and Vivaldi Asset Management, LLC https://regulations.justia.com/regulations/fedreg/2017/03/24/2017-05849.html https://regulations.justia.com/regulations/fedreg/2017/03/24/2017-05849.html Fri, 24 Mar 2017 00:00:00 -0700 2017-05849 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-24/pdf/2017-05849.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to “Tick-Worse” Functionality https://regulations.justia.com/regulations/fedreg/2017/03/23/2017-05744.html https://regulations.justia.com/regulations/fedreg/2017/03/23/2017-05744.html Thu, 23 Mar 2017 00:00:00 -0700 2017-05744 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-23/pdf/2017-05744.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending Rule 968NY To Make Permanent a Program That Allows Transactions To Take Place at a Price That Is Below $1 per Option Contract https://regulations.justia.com/regulations/fedreg/2017/03/23/2017-05743.html https://regulations.justia.com/regulations/fedreg/2017/03/23/2017-05743.html Thu, 23 Mar 2017 00:00:00 -0700 2017-05743 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-23/pdf/2017-05743.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Rule 6.80 To Make Permanent a Program That Allows Transactions To Take Place at a Price That Is Below $1 per Option Contract https://regulations.justia.com/regulations/fedreg/2017/03/23/2017-05742.html https://regulations.justia.com/regulations/fedreg/2017/03/23/2017-05742.html Thu, 23 Mar 2017 00:00:00 -0700 2017-05742 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-23/pdf/2017-05742.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Related to Rules Regarding the Responsibility for Ensuring Compliance With Priority and Allocation Requirements and Trade-Through Prohibitions in Open Outcry Trading https://regulations.justia.com/regulations/fedreg/2017/03/23/2017-05741.html https://regulations.justia.com/regulations/fedreg/2017/03/23/2017-05741.html Thu, 23 Mar 2017 00:00:00 -0700 2017-05741 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-23/pdf/2017-05741.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of a Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to the CDS End-of-Day Price Discovery Policy https://regulations.justia.com/regulations/fedreg/2017/03/23/2017-05740.html https://regulations.justia.com/regulations/fedreg/2017/03/23/2017-05740.html Thu, 23 Mar 2017 00:00:00 -0700 2017-05740 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-23/pdf/2017-05740.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Amending Rules 7.29E and 1.1E To Provide for a Delay Mechanism https://regulations.justia.com/regulations/fedreg/2017/03/23/2017-05739.html https://regulations.justia.com/regulations/fedreg/2017/03/23/2017-05739.html Thu, 23 Mar 2017 00:00:00 -0700 2017-05739 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-23/pdf/2017-05739.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees To Modify the Member Order Routing Program https://regulations.justia.com/regulations/fedreg/2017/03/23/2017-05738.html https://regulations.justia.com/regulations/fedreg/2017/03/23/2017-05738.html Thu, 23 Mar 2017 00:00:00 -0700 2017-05738 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-23/pdf/2017-05738.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX PEARL Rules 517A, Aggregate Risk Manager for EEMs (“ARM-E”), and 517B, Aggregate Risk Manager for Market Makers (“ARM-M”) https://regulations.justia.com/regulations/fedreg/2017/03/23/2017-05737.html https://regulations.justia.com/regulations/fedreg/2017/03/23/2017-05737.html Thu, 23 Mar 2017 00:00:00 -0700 2017-05737 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-23/pdf/2017-05737.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2017/03/22/2017-05712.html https://regulations.justia.com/regulations/fedreg/2017/03/22/2017-05712.html Wed, 22 Mar 2017 00:00:00 -0700 2017-05712 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-22/pdf/2017-05712.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to the Listing and Trading of Shares of the Direxion Daily Crude Oil Bull 3x Shares and Direxion Daily Crude Oil Bear 3x Shares Under NYSE Arca Equities Rule 8.200 https://regulations.justia.com/regulations/fedreg/2017/03/22/2017-05609.html https://regulations.justia.com/regulations/fedreg/2017/03/22/2017-05609.html Wed, 22 Mar 2017 00:00:00 -0700 2017-05609 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-22/pdf/2017-05609.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Complex Orders https://regulations.justia.com/regulations/fedreg/2017/03/22/2017-05608.html https://regulations.justia.com/regulations/fedreg/2017/03/22/2017-05608.html Wed, 22 Mar 2017 00:00:00 -0700 2017-05608 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-22/pdf/2017-05608.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Change Modifying the NYSE Amex Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2017/03/22/2017-05607.html https://regulations.justia.com/regulations/fedreg/2017/03/22/2017-05607.html Wed, 22 Mar 2017 00:00:00 -0700 2017-05607 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-22/pdf/2017-05607.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of a Proposed Rule Change To Describe the Illiquid Charge That May Be Imposed on Members https://regulations.justia.com/regulations/fedreg/2017/03/22/2017-05606.html https://regulations.justia.com/regulations/fedreg/2017/03/22/2017-05606.html Wed, 22 Mar 2017 00:00:00 -0700 2017-05606 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-22/pdf/2017-05606.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services https://regulations.justia.com/regulations/fedreg/2017/03/22/2017-05605.html https://regulations.justia.com/regulations/fedreg/2017/03/22/2017-05605.html Wed, 22 Mar 2017 00:00:00 -0700 2017-05605 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-22/pdf/2017-05605.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend IEX Rule 16.135 To Adopt Generic Listing Standards for Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2017/03/22/2017-05604.html https://regulations.justia.com/regulations/fedreg/2017/03/22/2017-05604.html Wed, 22 Mar 2017 00:00:00 -0700 2017-05604 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-22/pdf/2017-05604.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2017/03/21/2017-05610.html https://regulations.justia.com/regulations/fedreg/2017/03/21/2017-05610.html Tue, 21 Mar 2017 00:00:00 -0700 2017-05610 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-21/pdf/2017-05610.pdf Notice - Self-Regulatory Organizations; ISE Mercury, LLC; Notice of Filing of Proposed Minor Rule Violation Plan https://regulations.justia.com/regulations/fedreg/2017/03/21/2017-05554.html https://regulations.justia.com/regulations/fedreg/2017/03/21/2017-05554.html Tue, 21 Mar 2017 00:00:00 -0700 2017-05554 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-21/pdf/2017-05554.pdf