Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/03/17?limit=200®isters=between&mode=atom2024-12-26T17:24:08-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05403.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Expand the Types of Entities That Are Eligible To Participate in Fixed Income Clearing Corporation as Sponsored Members and Make Other Changes2017-03-17T00:00:00-07:002017-03-17T00:00:00-07:002017-05403Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-03-17/pdf/2017-05403.pdfhttps://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05362.htmlNotice - Proposed Collection; Comment Request2017-03-17T00:00:00-07:002017-03-17T00:00:00-07:002017-05362Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-03-17/pdf/2017-05362.pdfhttps://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05345.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Options Rule 515, Execution of Orders and Quotes2017-03-17T00:00:00-07:002017-03-17T00:00:00-07:002017-05345Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-03-17/pdf/2017-05345.pdfhttps://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05344.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Data Collection Requirements in Rule 44702017-03-17T00:00:00-07:002017-03-17T00:00:00-07:002017-05344Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-03-17/pdf/2017-05344.pdfhttps://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05343.htmlNotice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Data Reporting Requirements of Rule 47702017-03-17T00:00:00-07:002017-03-17T00:00:00-07:002017-05343Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-03-17/pdf/2017-05343.pdfhttps://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05342.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Date of Appendix B Web Site Data Publication Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program2017-03-17T00:00:00-07:002017-03-17T00:00:00-07:002017-05342Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-03-17/pdf/2017-05342.pdfhttps://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05341.htmlNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Data Collection Requirements in Rule 33172017-03-17T00:00:00-07:002017-03-17T00:00:00-07:002017-05341Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-03-17/pdf/2017-05341.pdfhttps://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05340.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Exchange Opening Process2017-03-17T00:00:00-07:002017-03-17T00:00:00-07:002017-05340Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-03-17/pdf/2017-05340.pdfhttps://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05339.htmlNotice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Rule 70182017-03-17T00:00:00-07:002017-03-17T00:00:00-07:002017-05339Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-03-17/pdf/2017-05339.pdfhttps://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05338.htmlNotice - Self-Regulatory Organizations; Investors Exchange, LLC; Order Granting Approval to a Proposed Rule Change To: (i) Amend Rules 11.190(a)(3) and 11.190(b)(8) To Modify the Operation of the Primary Peg Order Type; (ii) Amend Rule 11.190(h)(3)(C)(ii) and (D)(ii) Regarding Price Sliding in Locked and Crossed Markets To Simplify the Price Sliding Process for Both Primary Peg Orders and Discretionary Peg Orders Resting on or Posting to the Order Book; and (iii) Make Minor Technical Changes To Conform Certain Terminology2017-03-17T00:00:00-07:002017-03-17T00:00:00-07:002017-05338Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-03-17/pdf/2017-05338.pdfhttps://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05337.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List2017-03-17T00:00:00-07:002017-03-17T00:00:00-07:002017-05337Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-03-17/pdf/2017-05337.pdfhttps://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05336.htmlNotice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.27 To Modify the Date of Appendix B Web Site Data Publication Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program2017-03-17T00:00:00-07:002017-03-17T00:00:00-07:002017-05336Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-03-17/pdf/2017-05336.pdfhttps://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05335.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule To Change the Definition of Net Zero Complex Order2017-03-17T00:00:00-07:002017-03-17T00:00:00-07:002017-05335Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-03-17/pdf/2017-05335.pdfhttps://regulations.justia.com/regulations/fedreg/2017/03/17/2017-04366.htmlProposed Rule - Inline XBRL Filing of Tagged Data2017-03-17T00:00:00-07:002017-03-17T00:00:00-07:002017-04366Proposed Rulehttps://www.gpo.gov/fdsys/pkg/FR-2017-03-17/pdf/2017-04366.pdfhttps://regulations.justia.com/regulations/fedreg/2017/03/17/2017-04365.htmlRule - Exhibit Hyperlinks and HTML Format2017-03-17T00:00:00-07:002017-03-17T00:00:00-07:002017-04365Rulehttps://www.gpo.gov/fdsys/pkg/FR-2017-03-17/pdf/2017-04365.pdf