Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/03/15?limit=200&registers=between&mode=atom 2024-05-05T22:54:41-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05137.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change Amending Initial and Continued Listing Standards for Special Purpose Acquisition Companies 2017-03-15T00:00:00-07:00 2017-03-15T00:00:00-07:00 2017-05137 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-15/pdf/2017-05137.pdf https://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05092.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Advance Notice To Implement the Capped Contingency Liquidity Facility in the Government Securities Division Rulebook 2017-03-15T00:00:00-07:00 2017-03-15T00:00:00-07:00 2017-05092 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-15/pdf/2017-05092.pdf https://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05091.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee Schedule Relating to the Professional Rebate Program 2017-03-15T00:00:00-07:00 2017-03-15T00:00:00-07:00 2017-05091 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-15/pdf/2017-05091.pdf https://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05090.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, Amending the NYSE Arca Equities Rule 5 and Rule 8 Series 2017-03-15T00:00:00-07:00 2017-03-15T00:00:00-07:00 2017-05090 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-15/pdf/2017-05090.pdf https://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05089.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees 2017-03-15T00:00:00-07:00 2017-03-15T00:00:00-07:00 2017-05089 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-15/pdf/2017-05089.pdf https://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05088.html Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees 2017-03-15T00:00:00-07:00 2017-03-15T00:00:00-07:00 2017-05088 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-15/pdf/2017-05088.pdf https://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05087.html Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fees for Use on Bats EDGX Exchange, Inc. 2017-03-15T00:00:00-07:00 2017-03-15T00:00:00-07:00 2017-05087 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-15/pdf/2017-05087.pdf https://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05086.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Qualified Contingent Cross and Solicitation Rebate Tiers 2017-03-15T00:00:00-07:00 2017-03-15T00:00:00-07:00 2017-05086 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-15/pdf/2017-05086.pdf https://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05085.html Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees 2017-03-15T00:00:00-07:00 2017-03-15T00:00:00-07:00 2017-05085 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-15/pdf/2017-05085.pdf https://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05083.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct a Typographical Error in Section 413 of the Exchange's Rules 2017-03-15T00:00:00-07:00 2017-03-15T00:00:00-07:00 2017-05083 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-15/pdf/2017-05083.pdf https://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05082.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 6191 To Implement an Anonymous, Grouped Masking Methodology for Over-the-Counter Activity in Connection With Web Site Data Publication of Appendix B Data Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program 2017-03-15T00:00:00-07:00 2017-03-15T00:00:00-07:00 2017-05082 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-15/pdf/2017-05082.pdf https://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05081.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7018(a) To Adopt Two Credits 2017-03-15T00:00:00-07:00 2017-03-15T00:00:00-07:00 2017-05081 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-15/pdf/2017-05081.pdf https://regulations.justia.com/regulations/fedreg/2017/03/15/2017-04323.html Proposed Rule - Proposed Amendments to Municipal Securities Disclosure 2017-03-15T00:00:00-07:00 2017-03-15T00:00:00-07:00 2017-04323 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2017-03-15/pdf/2017-04323.pdf