Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/03/15?limit=200®isters=between&mode=atom2024-05-05T22:54:41-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05137.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change Amending Initial and Continued Listing Standards for Special Purpose Acquisition Companies2017-03-15T00:00:00-07:002017-03-15T00:00:00-07:002017-05137Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-03-15/pdf/2017-05137.pdfhttps://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05092.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Advance Notice To Implement the Capped Contingency Liquidity Facility in the Government Securities Division Rulebook2017-03-15T00:00:00-07:002017-03-15T00:00:00-07:002017-05092Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-03-15/pdf/2017-05092.pdfhttps://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05091.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee Schedule Relating to the Professional Rebate Program2017-03-15T00:00:00-07:002017-03-15T00:00:00-07:002017-05091Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-03-15/pdf/2017-05091.pdfhttps://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05090.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, Amending the NYSE Arca Equities Rule 5 and Rule 8 Series2017-03-15T00:00:00-07:002017-03-15T00:00:00-07:002017-05090Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-03-15/pdf/2017-05090.pdfhttps://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05089.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees2017-03-15T00:00:00-07:002017-03-15T00:00:00-07:002017-05089Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-03-15/pdf/2017-05089.pdfhttps://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05088.htmlNotice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees2017-03-15T00:00:00-07:002017-03-15T00:00:00-07:002017-05088Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-03-15/pdf/2017-05088.pdfhttps://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05087.htmlNotice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fees for Use on Bats EDGX Exchange, Inc.2017-03-15T00:00:00-07:002017-03-15T00:00:00-07:002017-05087Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-03-15/pdf/2017-05087.pdfhttps://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05086.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Qualified Contingent Cross and Solicitation Rebate Tiers2017-03-15T00:00:00-07:002017-03-15T00:00:00-07:002017-05086Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-03-15/pdf/2017-05086.pdfhttps://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05085.htmlNotice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees2017-03-15T00:00:00-07:002017-03-15T00:00:00-07:002017-05085Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-03-15/pdf/2017-05085.pdfhttps://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05083.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct a Typographical Error in Section 413 of the Exchange's Rules2017-03-15T00:00:00-07:002017-03-15T00:00:00-07:002017-05083Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-03-15/pdf/2017-05083.pdfhttps://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05082.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 6191 To Implement an Anonymous, Grouped Masking Methodology for Over-the-Counter Activity in Connection With Web Site Data Publication of Appendix B Data Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program2017-03-15T00:00:00-07:002017-03-15T00:00:00-07:002017-05082Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-03-15/pdf/2017-05082.pdfhttps://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05081.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7018(a) To Adopt Two Credits2017-03-15T00:00:00-07:002017-03-15T00:00:00-07:002017-05081Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-03-15/pdf/2017-05081.pdfhttps://regulations.justia.com/regulations/fedreg/2017/03/15/2017-04323.htmlProposed Rule - Proposed Amendments to Municipal Securities Disclosure2017-03-15T00:00:00-07:002017-03-15T00:00:00-07:002017-04323Proposed Rulehttps://www.gpo.gov/fdsys/pkg/FR-2017-03-15/pdf/2017-04323.pdf