<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/03/13?registers=between Fri, 27 Dec 2024 09:03:58 -0800 Fri, 27 Dec 2024 09:03:58 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/03/13?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of a Proposed Rule Change To Amend FINRA Rules To Conform to the Commission's Proposed Amendment to Commission Rule 15c6-1(a) and the Industry-Led Initiative To Shorten the Standard Settlement Cycle for Most Broker-Dealer Transactions From T+3 to T+2; Correction https://regulations.justia.com/regulations/fedreg/2017/03/13/2017-04869.html https://regulations.justia.com/regulations/fedreg/2017/03/13/2017-04869.html Mon, 13 Mar 2017 00:00:00 -0700 2017-04869 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-13/pdf/2017-04869.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2017/03/13/2017-04867.html https://regulations.justia.com/regulations/fedreg/2017/03/13/2017-04867.html Mon, 13 Mar 2017 00:00:00 -0700 2017-04867 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-13/pdf/2017-04867.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2017/03/13/2017-04866.html https://regulations.justia.com/regulations/fedreg/2017/03/13/2017-04866.html Mon, 13 Mar 2017 00:00:00 -0700 2017-04866 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-13/pdf/2017-04866.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2017/03/13/2017-04865.html https://regulations.justia.com/regulations/fedreg/2017/03/13/2017-04865.html Mon, 13 Mar 2017 00:00:00 -0700 2017-04865 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-13/pdf/2017-04865.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to BZX Rule 14.11, Other Securities, and BZX Rule 14.12, Failure To Meet Listing Standards https://regulations.justia.com/regulations/fedreg/2017/03/13/2017-04817.html https://regulations.justia.com/regulations/fedreg/2017/03/13/2017-04817.html Mon, 13 Mar 2017 00:00:00 -0700 2017-04817 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-13/pdf/2017-04817.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning Changes to The Options Clearing Corporation's Management Structure https://regulations.justia.com/regulations/fedreg/2017/03/13/2017-04816.html https://regulations.justia.com/regulations/fedreg/2017/03/13/2017-04816.html Mon, 13 Mar 2017 00:00:00 -0700 2017-04816 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-13/pdf/2017-04816.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Amend the Bylaws and Certificate of Incorporation https://regulations.justia.com/regulations/fedreg/2017/03/13/2017-04815.html https://regulations.justia.com/regulations/fedreg/2017/03/13/2017-04815.html Mon, 13 Mar 2017 00:00:00 -0700 2017-04815 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-13/pdf/2017-04815.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Amend the C2 Bylaws and Certificate of Incorporation https://regulations.justia.com/regulations/fedreg/2017/03/13/2017-04814.html https://regulations.justia.com/regulations/fedreg/2017/03/13/2017-04814.html Mon, 13 Mar 2017 00:00:00 -0700 2017-04814 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-13/pdf/2017-04814.pdf Notice - Jeffrey LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2017/03/13/2017-04813.html https://regulations.justia.com/regulations/fedreg/2017/03/13/2017-04813.html Mon, 13 Mar 2017 00:00:00 -0700 2017-04813 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-13/pdf/2017-04813.pdf Notice - Advanced Series Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2017/03/13/2017-04812.html https://regulations.justia.com/regulations/fedreg/2017/03/13/2017-04812.html Mon, 13 Mar 2017 00:00:00 -0700 2017-04812 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-13/pdf/2017-04812.pdf Notice - Katahdin Asset Management LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2017/03/13/2017-04811.html https://regulations.justia.com/regulations/fedreg/2017/03/13/2017-04811.html Mon, 13 Mar 2017 00:00:00 -0700 2017-04811 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-13/pdf/2017-04811.pdf Notice - The Jeffrey Company; Notice of Application https://regulations.justia.com/regulations/fedreg/2017/03/13/2017-04810.html https://regulations.justia.com/regulations/fedreg/2017/03/13/2017-04810.html Mon, 13 Mar 2017 00:00:00 -0700 2017-04810 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-13/pdf/2017-04810.pdf