Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/03/13?limit=200&registers=between&mode=atom 2024-04-28T09:31:02-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/03/13/2017-04869.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of a Proposed Rule Change To Amend FINRA Rules To Conform to the Commission's Proposed Amendment to Commission Rule 15c6-1(a) and the Industry-Led Initiative To Shorten the Standard Settlement Cycle for Most Broker-Dealer Transactions From T+3 to T+2; Correction 2017-03-13T00:00:00-07:00 2017-03-13T00:00:00-07:00 2017-04869 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-13/pdf/2017-04869.pdf https://regulations.justia.com/regulations/fedreg/2017/03/13/2017-04867.html Notice - Submission for OMB Review; Comment Request 2017-03-13T00:00:00-07:00 2017-03-13T00:00:00-07:00 2017-04867 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-13/pdf/2017-04867.pdf https://regulations.justia.com/regulations/fedreg/2017/03/13/2017-04866.html Notice - Submission for OMB Review; Comment Request 2017-03-13T00:00:00-07:00 2017-03-13T00:00:00-07:00 2017-04866 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-13/pdf/2017-04866.pdf https://regulations.justia.com/regulations/fedreg/2017/03/13/2017-04865.html Notice - Submission for OMB Review; Comment Request 2017-03-13T00:00:00-07:00 2017-03-13T00:00:00-07:00 2017-04865 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-13/pdf/2017-04865.pdf https://regulations.justia.com/regulations/fedreg/2017/03/13/2017-04817.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to BZX Rule 14.11, Other Securities, and BZX Rule 14.12, Failure To Meet Listing Standards 2017-03-13T00:00:00-07:00 2017-03-13T00:00:00-07:00 2017-04817 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-13/pdf/2017-04817.pdf https://regulations.justia.com/regulations/fedreg/2017/03/13/2017-04816.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning Changes to The Options Clearing Corporation's Management Structure 2017-03-13T00:00:00-07:00 2017-03-13T00:00:00-07:00 2017-04816 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-13/pdf/2017-04816.pdf https://regulations.justia.com/regulations/fedreg/2017/03/13/2017-04815.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Amend the Bylaws and Certificate of Incorporation 2017-03-13T00:00:00-07:00 2017-03-13T00:00:00-07:00 2017-04815 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-13/pdf/2017-04815.pdf https://regulations.justia.com/regulations/fedreg/2017/03/13/2017-04814.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Amend the C2 Bylaws and Certificate of Incorporation 2017-03-13T00:00:00-07:00 2017-03-13T00:00:00-07:00 2017-04814 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-13/pdf/2017-04814.pdf https://regulations.justia.com/regulations/fedreg/2017/03/13/2017-04813.html Notice - Jeffrey LLC; Notice of Application 2017-03-13T00:00:00-07:00 2017-03-13T00:00:00-07:00 2017-04813 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-13/pdf/2017-04813.pdf https://regulations.justia.com/regulations/fedreg/2017/03/13/2017-04812.html Notice - Advanced Series Trust, et al.; Notice of Application 2017-03-13T00:00:00-07:00 2017-03-13T00:00:00-07:00 2017-04812 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-13/pdf/2017-04812.pdf https://regulations.justia.com/regulations/fedreg/2017/03/13/2017-04811.html Notice - Katahdin Asset Management LLC; Notice of Application 2017-03-13T00:00:00-07:00 2017-03-13T00:00:00-07:00 2017-04811 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-13/pdf/2017-04811.pdf https://regulations.justia.com/regulations/fedreg/2017/03/13/2017-04810.html Notice - The Jeffrey Company; Notice of Application 2017-03-13T00:00:00-07:00 2017-03-13T00:00:00-07:00 2017-04810 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-13/pdf/2017-04810.pdf